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24 results found

Article

Lowenstein Sandler LLP | USA | 30 Mar 2013

CFTC issues temporary no-action relief for commodity pool operators of securitization vehicles

On March 29, 2013, the Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight (the "Division") issued

Article

Lowenstein Sandler LLP | USA | 15 Jan 2013

CFTC extends compliance date to May 1, 2013, for Dodd-Frank protocol and swaps transactions

On December 18, 2012, the CFTC issued an interim final rule extending the compliance date with respect to certain business conduct standards and

Article

Lowenstein Sandler LLP | USA | 15 Jan 2013

CFTC issues interpretive and no-action relief to certain securitization vehicles with respect to commodity pool regulation

The Commodity Futures Trading Commission (the "CFTC") recently issued certain interpretations and no-action letters relating to commodity pool

Article

Lowenstein Sandler LLP | USA | 15 Jan 2013

CFTC issues final rules amending registration and compliance obligations for CPOs and CTAs

On February 9, 2012, the CFTC issued final rules adopting significant revisions to regulations involving regulatory compliance obligations for CPOs

Article

Lowenstein Sandler LLP | USA | 15 Jan 2013

Dodd-Frank final derivatives product definition rules; certain swaps transactions now considered “commodity interests” transactions

On July 18, 2012, the CFTC and SEC jointly released final derivatives product definition rules (the "Derivatives Rules") which represent a first step

Article

Lowenstein Sandler LLP | USA | 15 Jan 2013

Commodity Futures Trading Commission provides answers to frequently asked questions regarding CPOsCTAs to private commodity pools

On August 14, 2012, the CFTC’s Division of Swap Dealer and Intermediary Oversight ("DSIO") provided written responses to a number of frequently asked

Article

Lowenstein Sandler LLP | USA | 15 Jan 2013

CFTC grants no-action relief to certain family offices and funds of funds from registration as CPOs

The DSIO provided no-action relief to certain family offices and certain managers of funds of funds from registration as CPOs. Eligible pool operators

Article

Lowenstein Sandler LLP | USA | 10 Dec 2012

CFTC grants no-action relief to certain family offices and funds-of-funds from registration as CPOs

The Commodity Futures Trading Commission's ("CFTC’s") Division of Swap Dealer and Intermediary Oversight (the “Division”) recently provided no-action relief to certain family offices and certain managers of funds-of-funds from registration as commodity pool operators (“CPOs”).

Article

Lowenstein Sandler LLP | USA | 22 Aug 2012

Commodity Futures Trading Commission provides answers to frequently asked questions regarding CPOsCTAs to private commodity pools

On August 14, 2012, the Commodity Futures Trading Commission’s ("CFTC") Division of Swap Dealer and Intermediary Oversight ("DSIO") provided written responses to a number of frequently asked questions ("FAQs") relating to the CFTC's February 2012 final rules addressing compliance obligations for Commodity Pool Operators ("CPOs") and Commodity Trading Advisors ("CTAs").

Article

Lowenstein Sandler LLP | USA | 26 Jul 2012

Dodd-Frank final derivatives product definition rules

On July 18, 2012, the Commodity Futures Trading Commission (“CFTC”) and Securities and Exchange Commission (“SEC”) jointly released final derivatives product definition rules (the “Derivatives Rules”).

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