We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.


Clear all

Refine your search

Content type




37 results found


Stikeman Elliott LLP | Canada | 10 May 2018

Derivatives Registration Rule Release

The long awaited draft derivatives registration rule, proposed National Instrument 93-102 Derivatives: Registration, released for comment April 19


Stikeman Elliott LLP | USA, Canada | 10 May 2018

Foreign Derivatives Dealers and Advisors Given a Lighter Touch under the Proposed Canadian Derivatives Registration Regime

The Canadian Securities Administrators’ proposed National Instrument 93-102 Derivatives: Registration, prescribing the derivatives dealer and advisor


Stikeman Elliott LLP | Canada, European Union | 17 Jan 2018

ACVM : les plateformes de négociation de l’UE qui ont des participants canadiens sont assujetties aux règles canadiennes (à moins d’une dispense)

Les Autorités canadiennes en valeurs mobilières (ACVM) ont publié un Avis du personnel dans lequel il est recommandé aux plateformes de négociation


Stikeman Elliott LLP | USA, Canada | 1 Mar 2017

All bets are off: Quebec AMF moves to ban short-term binary options

On February 1, 2017, the Autorité des Marchés Financiers (AMF), Quebec’s financial markets regulator, published proposed amendments to the


Stikeman Elliott LLP | USA, Canada | 2 May 2016

Additional Canadian securities regulators enter into MOU with CFTC

The securities regulators in New Brunswick (FCNB), Nova Scotia (NSSC) and Saskatchewan (FCAA) have announced that that they have signed counterparts


Stikeman Elliott LLP | Canada | 14 Sep 2015

CFTC recognizes Montréal Exchange and ICE Futures Canada as Foreign Boards of Trade

On August 28, Montréal Exchange Inc. (MX), the leading Canadian derivatives exchange, and ICE Futures Canada, Inc. (ICEFC), Canada’s largest


Stikeman Elliott LLP | USA, Canada | 28 Nov 2014

CFTC extends swap reporting relief applicable to Canadian dealers

On November 24, the U.S. Commodity Futures Trading Commission issued a no-action letter to extend, by up to a year, current relief from certain swap


Stikeman Elliott LLP | Canada | 31 Oct 2014

AMF recognizes CFTC and ESMA rules for trade reporting

Quebec's Autorité des marchés financiers yesterday issued a decision in which it recognizes that the trade reporting rules of the U.S. Commodity


Stikeman Elliott LLP | Canada | 15 Oct 2013

OSC grants temporary relief to certain swap execution facilities

On October 10, 2013 the Ontario Securities Commission issued Staff Notice 21-707Swap Execution Facilities to notify that it provided exemptive relief


Stikeman Elliott LLP | USA | 14 Aug 2013

OSC provides relief to clear swaps in accordance with CFTC mandate

The OSC recently granted relief, pursuant to certain conditions, to a number of applicants exempting their funds and current and future mutual funds

Previous page 1 2 3 4