We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Clear all

Refine your search

Content type

Tags

Author

134 results found

Article

Morgan Lewis | USA | 21 May 2019

FinCEN Issues Guidance on Cryptos

The Financial Crimes Enforcement Network (FinCEN) recently issued guidance consolidating current FinCEN regulations, rulings, and guidance about

Article

Morgan Lewis | USA | 11 Mar 2019

CFTC Announces Self-Reporting Guidance on Foreign Corrupt Practices

Practitioners active in derivative markets regulated by the Commodity Futures Trading Commission (CFTC) are well familiar with the US Court of

Article

Morgan Lewis | USA | 21 Feb 2019

SEC Proposes Risk Mitigation Rules for Uncleared Security-Based Swaps

The US Securities and Exchange Commission (SEC) voted on December 19, 2018, to propose rules that would require the mandatory use of certain risk

Article

Morgan Lewis | USA | 12 Oct 2018

Court: Cryptocurrencies Are Commodities Even Without Futures

As readers of our blog are aware, courts and regulators are playing catch-up when it comes to cryptocurrencies, and to interpreting existing laws and

Article

Morgan Lewis | USA | 11 Oct 2018

A Light Lift: CFTC Proposes to Codify Existing No-Action Relief and Other Relief Applicable to CPOs and CTAs

The US Commodity Futures Trading Commission has proposed a rule to streamline its regulation of commodity pool operators and commodity trading

Article

Morgan Lewis | USA | 3 Oct 2018

CFTC Announces Insider Trading Task Force Following Charges Against Energy Trader

The Commodity Futures Trading Commission (CFTC) announced on September 28 that it has created an Insider Trading & Information Protection Task Force

Article

Morgan Lewis | USA | 17 Jul 2018

CFTC, SEC Sign New Memorandum of Understanding on Information Sharing

The US Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) collectively the Commissionsannounced

Article

Morgan Lewis | USA | 16 Jul 2018

CFTC Issues Largest-Ever Whistleblower Award

The US Commodity Futures Trading Commission (CFTC) awarded approximately $30 million to a whistleblower who voluntarily provided key original

Article

Morgan Lewis | USA | 13 Jun 2018

SEC Approves E-Delivery of Shareholder Reports, Requests Comments on Other Areas

The US Securities and Exchange Commission recently adopted Rule 30e-3 under the Investment Company Act of 1940, which will provide registered funds

Article

Morgan Lewis | USA | 24 Jan 2018

Cryptocurrencies Increasingly Coming Under Federal Microscope

Recent events in the cryptocurrency markets, including the wild swings in the trading prices of bitcoin, the growing incidence of initial coin

Previous page 1 2 3 ...