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138 results found

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 31 Jan 2019

Reminder: CPO and CTA Annual Affirmation Requirement

The Commodity Futures Trading Commission ("CFTC") requires any person that claims an exemption from commodity pool operator ("CPO") registration

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 10 Jan 2019

NFA Amends Guidance on Information Systems Security Programs and Proposes New Guidance on Internal Controls Systems for CPOs

By letter dated December 4, 2018, the National Futures Association (“NFA”) submitted to the Commodity Futures Trading Commission (“CFTC”) proposed

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 4 Dec 2018

CFTC Proposes Revised Rules for SEFs, Requests Comment on Post-Trade Name Giveup, and Retains $8b Swap Dealer De Minimis Threshold

On November 5, 2018, the Commodity Futures Trading Commission ("CFTC" or "Commission") held its first meeting with a full roster of commissioners

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 4 Dec 2018

CFTC Proposes Revised Rules for SEFs, Requests Comment on Post-Trade Name Give-up, and Retains $8b Swap Dealer De Minimis Threshold

On November 5, 2018, the Commodity Futures Trading Commission (“CFTC” or “Commission”) held its first meeting with a full roster of commissioners

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 12 Oct 2018

CFTC Proposes Part 4 Rule Amendments to Codify Certain CPO and CTA Relief

On October 9, 2018, as part of its Project KISS initiative to streamline and simplify its rules, the U.S. Commodity Futures Trading Commission (the

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 4 Oct 2018

CFTC Chairman Giancarlo Releases White Paper on Cross-Border Application of Swaps Regulations

On October 1, 2018, as previewed in recent public remarks, Commodity Futures Trading Commission ("CFTC" or "Commission") Chairman J. Christopher

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 6 Aug 2018

NFA Proposes New Disclosure Requirements for CPOs and CTAs Engaging in Virtual Currency Activities

By letter dated July 20, 2018, the National Futures Association (“NFA”) submitted to the Commodity Futures Trading Commission (“CFTC”) a proposed

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 24 May 2018

The Emerging Legal and Regulatory Framework For An Expanding Virtual Currency Industry

The financial services industry is undergoing rapid technological change in meeting and anticipating business opportunities and needs, consumer

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 17 Apr 2018

CFTC Staff Permits CPO to Provide Financial Statements for Onshore Feeder Fund Prepared in Accordance with IFRS In Lieu of U.S. GAAP

On March 30, 2018, the Commodity Futures Trading Commission’s (the “CFTC” or “Commission”) Division of Swap Dealer and Intermediary Oversight (“DSIO”)

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 1 Feb 2018

Reminder: CPO and CTA Annual Affirmation Requirement

The Commodity Futures Trading Commission ("CFTC") requires any person that claims an exemption from commodity pool operator ("CPO") registration

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