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Article

Bracewell LLP | USA | 27 Nov 2017

CFTC Annual Enforcement Update

On November 22, 2017, the Commodity Futures Trading Commission (“CFTC”) released its annual enforcement report for fiscal year 2017. As in previous

Article

Bracewell LLP | USA | 20 Nov 2017

FERC Annual Enforcement Update

On November 16, 2017, the Federal Energy Regulatory Commission (“FERC” or the “Commission”) released the Office of Enforcement’s (“OE”) annual report

Article

Bracewell LLP | USA | 27 Sep 2017

The CFTC Wants You To Turn Yourself In

On September 25, 2017, James McDonald, Director of the Division of Enforcement (“Division”) at the Commodity Futures Trading Commission (“CFTC” or

Article

Bracewell LLP | USA | 28 Jul 2017

CFTC Fines and Imposes Permanent Ban on Trader Accused of Spoofing

On July 26, 2017, the U.S. Commodity Futures Trading Commission (“CFTC”) issued an order approving a settlement resolving allegations that Simon Posen

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