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36 results found

Article

Bracewell LLP | USA | 27 Nov 2017

CFTC Annual Enforcement Update

On November 22, 2017, the Commodity Futures Trading Commission (“CFTC”) released its annual enforcement report for fiscal year 2017. As in previous

Article

Bracewell LLP | USA | 20 Nov 2017

FERC Annual Enforcement Update

On November 16, 2017, the Federal Energy Regulatory Commission (“FERC” or the “Commission”) released the Office of Enforcement’s (“OE”) annual report

Article

Bracewell LLP | USA | 27 Sep 2017

The CFTC Wants You To Turn Yourself In

On September 25, 2017, James McDonald, Director of the Division of Enforcement (“Division”) at the Commodity Futures Trading Commission (“CFTC” or

Article

Bracewell LLP | USA | 7 Oct 2016

Court Clarifies Standard For CFTC Price-Based Manipulation Charge

On September 30, 2016, the United States District Court for the Southern District of New York issued an order in CFTC vs Wilson, et. al, 13 Civ. 7884

Article

Bracewell LLP | USA | 5 Jul 2016

District Court Denies Kraft’s Motion to Dismiss Claims of Market Manipulation

On June 27, 2016, a federal judge denied Kraft Foods Group Inc.’s (“Kraft”) motion to dismiss a proposed class action against the company for

Article

Bracewell LLP | USA | 20 Jun 2016

CFTC Seeks Comments Regarding ICE Futures U.S. Rules Governing Trading on Non-Public Information After ICE and NYMEX Interpretations Differ on “Pre-Hedging” Block Trades

The Commodity Futures Trading Commission’s (“CFTC”) is seeking comments regarding an amendment (Submission No. 16-67) ICE Futures U.S. (“ICE”) has

Article

Bracewell LLP | USA | 19 May 2016

CFTC Proposal Creates Jurisdictional Controversy and Uncertainty in the RTO and ISO Markets

On May 10, 2016, the Commodity Futures Trading Commission (“CFTC” or “Commission”) issued a proposed amendment (“May 10 Proposed Amendment”) to a

Article

Bracewell LLP | USA | 3 May 2016

FERC Proceeds With Enforcement Action Against Total Gas & Power North America

On April 28, 2016, the Federal Energy Regulatory Commission (“FERC”) issued an order directing Total Gas & Power North America, Inc. (“TGPNA”) and

Article

Bracewell LLP | USA | 1 Apr 2016

U.S. Futures Exchanges Liberalize Exceptions to Position Limit Aggregation Rules

Effective March 18, 2016 and April 4, 2016 respectively, the major U.S. futures exchanges, ICE Futures U.S., Inc. ("ICE") and the CME Group

Article

Bracewell LLP | USA | 29 Jan 2016

Monthly Futures Exchange Issuance Report: December 2015

On November 4, 2015, the Chairman of the CFTC, Timothy Massad, gave a speech to the Futures Industry Association Futures and Options Expo, in which

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