We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Clear all

Refine your search

Content type

Tags

Author

94 results found

Article

DLA Piper | USA | 29 Jan 2019

Government shutdown ends; CFTC announces resumption of normal operations

Following up on yesterday's client alert, Government shutdown ends; SEC and CFTC may resume normal operations, late on the afternoon of Monday

Article

DLA Piper | USA | 28 Jan 2019

Government shutdown ends; SEC and CFTC may resume normal operations

As discussed in our January 9 client alert, SEC, CFTC implement plans for the government shutdown, and our January 16 update, Government shutdown's

Article

DLA Piper | USA | 16 Jan 2019

Government shutdown's impact on SEC expands to administrative proceedings

In our January 9, 2019, alert available here, we highlighted some of the ongoing impacts of the government shutdown on both the Securities and

Article

DLA Piper | USA | 9 Jan 2019

SEC, CFTC implement plans for the government shutdown

As the federal government shutdown enters its third week, with uncertainty as to how long it is likely to continue, the Securities and Exchange

Article

DLA Piper | USA | 17 Jan 2018

The Financial Report - Vol 7, No 1 - US Commodity Futures Trading Commission Developments

The Division of Swap Dealer and Intermediary Oversight announced that it has issued no-action relief to registered Futures Commission merchants and

Article

DLA Piper | USA | 7 Dec 2017

The Financial Report, Vol. 6, No. 22 - Discussion and Analysis

As we draw toward the close of another year, we always like to take a moment to reflect. This is our last issue of 2017, our sixth year of publication

Article

DLA Piper | USA | 9 Nov 2017

The Financial Report, Vol. 6, No. 21 - US Commodity Futures Trading Commission Developments

The Division of Clearing and Risk confirmed that it will not recommend that the CFTC take enforcement action against CME Clearing or Liquidity

Article

DLA Piper | USA | 9 Nov 2017

The Financial Report, Vol. 6, No. 21 - Discussion and Analysis

The SEC recently provided welcome relief for US broker-dealers engaged in business with European investment managers, issuing no-action letters

Article

DLA Piper | USA | 26 Oct 2017

The Financial Report, Vol. 6, No. 20 - US Commodity Futures Trading Commission Developments

Primer on virtual currencies. The CFTC announced that its LabCFTC has released a primer entitled "A CFTC Primer on Virtual Currencies." This primer is

Article

DLA Piper | USA | 29 Sep 2017

The Financial Report, 28 September 2017, US Commodity Futures Trading Commission Developments

Delegated authority provisions approved for DCMs. The CFTC announced that it has adopted final rules delegating authority to its staff to notify each

Previous page 1 2 3 ...