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26 results found

Article

Eversheds Sutherland (US) LLP | USA | 18 Mar 2019

NFA proposes proficiency requirements for Swap APs

On March 5, 2019, the National Futures Association (NFA) submitted to the Commodity Futures Trading Commission (CFTC or Commission) proposed

Article

Eversheds Sutherland (US) LLP | USA | 5 Dec 2018

Federal judge finds in favor of defendants Donald Wilson and DRW Investments, LLC in market manipulation case brought by the CFTC

On November 30, 2018, nearly two years after the trial concluded, the US District Court for the Southern District of New York found in favor of

Article

Eversheds Sutherland (US) LLP | USA | 24 May 2018

CFTC takes steps to increase regulatory oversight of virtual currency markets

On May 21, 2018, the Commodity Futures Trading Commission (CFTC) announced two actions intended to increase surveillance of virtual currency markets

Article

Eversheds Sutherland (US) LLP | USA | 10 Dec 2015

Preliminary Report on the Swap Dealer De Minimis Exception

On November 18, the staff of the Commodity Futures Trading Commission (CFTC) issued a much anticipated report on the de minimis exception from the

Article

Eversheds Sutherland (US) LLP | USA | 24 Sep 2014

Regulators publish re-proposed margin requirements for uncleared swaps

On September 3, 2014, the Board of Governors of the Federal Reserve System (the Board) jointly adopted, with certain federal banking regulators,1

Article

Eversheds Sutherland (US) LLP | USA | 18 Jun 2014

CFTC Division of Market Oversight releases questions for June 19 roundtable on position limits

The Commodity Futures Trading Commission (CFTC) will host a public roundtable on June 19, 2014, to discuss questions related to a proposed rulemaking

Article

Eversheds Sutherland (US) LLP | USA | 9 Jun 2014

NFA issues revised forms CPO-PQR and CTA-PR

On June 5, the National Futures Association (NFA) announced the issuance of revised Forms CPO-PQR and CTA-PR. The NFA is the self-regulatory

Article

Eversheds Sutherland (US) LLP | USA | 19 May 2014

CFTC adopts streamlined approach for delegation of CPO registration

On May 12, 2014, the Commodity Futures Trading Commission's (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a staff letter

Article

Eversheds Sutherland (US) LLP | USA | 5 Feb 2014

Legal alert: CFTC certifies two more “available to trade” determination

Last week, the Commodity Futures Trading Commission (CFTC) certified two additional available to trade determinations (MAT determinations). The

Article

Eversheds Sutherland (US) LLP | USA | 27 Jan 2014

CFTC certifies additional “available to trade” designation: certain interest rate swaps must be executed on a SEF or DCM beginning in February

On Thursday, January 23, 2014, the Commodity Futures Trading Commission (CFTC) certified a second available to trade determination (the Second MAT

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