We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Clear all

Refine your search

Content type

Tags

Author

24 results found

Article

Latham & Watkins LLP | USA, Singapore, United Kingdom, etc. | 3 May 2018

Global Developments on Best Execution

Best execution is currently a hot topic for global regulators and the past year has seen notable regulatory focus in this area. Amid this development

Article

Latham & Watkins LLP | USA, European Union | 1 Sep 2016

US vs EU margin rules

US Margin Rules refers, collectively, to the PR Margin Rules and the CFTC Margin Rules, where: (i) PR Margin Rules means the margin requirements for

Article

Latham & Watkins LLP | USA | 20 Jun 2016

CFTC Brings Significant Enforcement Action Against Online Cryptocurrency Exchange

On June 2, 2016, the US Commodity Futures Trading Commission (CFTC) issued an order (the Bitfinex Order) filing, and simultaneously settling, charges

Article

Latham & Watkins LLP | USA | 23 Feb 2016

CFTC Extends Trade Option Reporting Deadline to April 1, 2016

On February 18, 2016, the US Commodity Futures Trading Commission's (the CFTC) Division of Market Oversight (DMO) issued a no-action letter providing

Article

Latham & Watkins LLP | USA | 19 Feb 2016

CFTC Uncleared Swap Margin Rules to Take Effect in September

While the US gears up for compliance with uncleared swap margin rules, cross-border application of the CFTC rules remains unclear. The US Commodity

Article

Latham & Watkins LLP | USA | 30 Nov 2015

Dodd-Frank 5 years later: where are we now? Derivatives regulation for asset managers

Since the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) more than five years ago, the US Commodity

Article

Latham & Watkins LLP | USA | 20 Nov 2015

Prudential Regulators are first to finalize uncleared swap margin rules

With the clock ticking on the countdown to finalization of uncleared swap margin rules mandated under the Dodd-Frank Wall Street Reform and Consumer

Article

Latham & Watkins LLP | USA | 13 Aug 2015

CFTC proposes cross-border application of margin requirements for uncleared swaps

On June 29, 2015, the US Commodity Futures Trading Commission (CFTC) proposed regulations that would frame the reach of its uncleared swap margin

Article

Latham & Watkins LLP | USA | 13 Jan 2015

CFTC proposes to clarify regulation of forward contracts with embedded volumetric optionality

The comment period recently closed for a proposed interpretation (the Proposal)1 to further clarify what constitutes a forward contract with embedded

Article

Latham & Watkins LLP | USA | 28 Aug 2014

CFTC staff issues relief from ownership and control reporting rules

On November 18, 2013, the US Commodity Futures Trading Commission (CFTC) published final rules on Ownership and Control Reports (the Final OCR Rules)

Previous page 1 2 3