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22 results found

Article

Debevoise & Plimpton LLP | USA | 5 Jan 2016

CFTC Responds to Frequently Asked Questions Regarding Forms CPO-PQR and CTA-PR

Recently, the Commodity Futures Trading Commission (“CFTC”) Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued responses to

Article

Debevoise & Plimpton LLP | USA | 23 Dec 2014

CFTC grants relief from commodity pool operator registration for insurance-linked securities issued by SPVs

On December 18, 2014, the Division of Swap Dealer and Intermediary Oversight (“DSIO”) of the Commodity Futures Trading Commission (the “CFTC”) issued

Article

Debevoise & Plimpton LLP | USA | 2 Dec 2014

CFTC grants family offices no-action relief from registration as CTAs

In a recent letter (the "CTA Letter"), the Division of Swap Dealer and Intermediary Oversight ("Division") of the Commodity Futures Trading

Article

Debevoise & Plimpton LLP | USA | 21 Oct 2014

CFTC provides no-action relief to certain delegating commodity pool operators

On October 15, 2014, the Division of Swap Dealer and Intermediary Oversight (the "DSIO") of the Commodity Futures Trading Commission (the "CFTC")

Article

Debevoise & Plimpton LLP | USA | 25 Sep 2014

CFTC issues relief regarding insurance company general account entities, CPO use of third-party recordkeepers, and form CPO-PQR filing requirements

The Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight ("DSIO") recently issued a series of letters

Article

Debevoise & Plimpton LLP | USA | 12 Sep 2014

CFTC opens door for use of JOBS Act general solicitations

In a September 9 letter ("Letter"),1 the Division of Swap Dealer and Intermediary Oversight ("DSIO") of the Commodity Futures Trading Commission

Article

Debevoise & Plimpton LLP | USA | 21 May 2014

CFTC streamlines process to delegate commodity pool operator authority

On May 12, 2014, the Division of Swap Dealer and Intermediary Oversight (the "DSIO") of the Commodity Futures Trading Commission (the "CFTC") issued

Article

Debevoise & Plimpton LLP | USA | 28 Feb 2014

CFTC advisory on Gramm-Leach-Bliley Act security safeguards

On February 26, 2014, the Division of Swap Dealer and Intermediary Oversight ("DSIO") of the Commodity Futures Trading Commission (the "CFTC") issued

Article

Debevoise & Plimpton LLP | USA | 14 Jan 2014

CFTC staff advisory on commodity trading advisors and swaps

The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd Frank Act”) imposed additional new requirements on commodity trading

Article

Debevoise & Plimpton LLP | USA | 30 Aug 2013

CFTC adopts harmonization rules for registered investment company CPOs; amends rules for all CPOs and CTAs

On August 12, 2013, the Commodity Futures Trading Commission (the "Commission" or "CFTC") issued final rules (the "Final Rules") 1 with respect to

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