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22 results found

Article

Sidley Austin LLP | USA | 27 Nov 2018

Energy Enforcement Update

On November 15, FERC’s Office of Enforcement released its 2018 Report on Enforcement and related Staff presentation during FERC’s open meeting

Article

Sidley Austin LLP | USA | 18 Oct 2018

CFTC orders futures trader and trading firm to pay $2.3 million in penalties for spoofing and manipulative scheme

On September 19, the CFTC issued two orders filing and settling charges against Victory Asset, Inc. (Victory) and Michael D. Franko for spoofing&mdash

Article

Sidley Austin LLP | USA | 18 Oct 2018

CFTC finds Mizuho Bank, Ltd. engaged in spoofing of Treasury futures and Eurodollar futures

On September 21, the CFTC issued an order filing and settling charges against Mizuho Bank, Ltd. (Mizuho) for engaging in multiple acts of spoofing in

Article

Sidley Austin LLP | USA | 18 Oct 2018

CFTC finds that proprietary trading firm Geneva Trading USA, LLC engaged in spoofing

On September 20, the issued an order filing and settling charges against Geneva Trading USA, LLC (Geneva) for engaging in the disruptive trading

Article

Sidley Austin LLP | USA | 18 Oct 2018

CFTC announces Insider Trading & Information Protection Task Force

On September 28, the CFTC announced that it was creating the Insider Trading & Information Protection Task Force, a coordinated effort across the

Article

Sidley Austin LLP | USA | 17 Sep 2018

CFTC issues enforcement order for unregistered CTA.

On Friday, September 14, CFTC issued an order finding that Mobius Risk Group LLC was an unregistered Commodity Trading Advisor (CTA). CFTC found that

Article

Sidley Austin LLP | USA | 17 Sep 2018

CFTC orders BNP Paribas to pay $90 million penalty for attempted manipulation and false reporting of U.S. Dollar ISDAFIX benchmark swap rates.

On August 29, the CFTC issued an order filing and settling charges against BNP Paribas Securities Corp. (BNP Paribas) for attempted manipulation of

Article

Sidley Austin LLP | USA | 17 Sep 2018

CFTC files 12 enforcement actions addressing registration, position limits, recordkeeping, supervision and reporting.

In addition to the Mobius settlement discussed above, on September 14, the CFTC issued 11 other orders filing and simultaneously settling charges

Article

Sidley Austin LLP | USA | 17 Sep 2018

CFTC and Kraft file motions for summary judgment.

On September 14, the CFTC and Defendants Kraft Foods Group, Inc. and Mondelēz Global LLC (Kraft) filed motions for summary judgment in the U.S

Article

Sidley Austin LLP | USA | 30 Jul 2018

CFTC Staff Issues Research Report on Sharp Price Movements in the Commodity Futures Markets.

On June 29, CFTC Division of Market Oversight (DMO) issued a report that analyzed sharp, intraday price movements in the commodity futures markets

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