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Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 4 Dec 2018

CFTC Proposes Revised Rules for SEFs, Requests Comment on Post-Trade Name Giveup, and Retains $8b Swap Dealer De Minimis Threshold

On November 5, 2018, the Commodity Futures Trading Commission ("CFTC" or "Commission") held its first meeting with a full roster of commissioners

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 4 Dec 2018

CFTC Proposes Revised Rules for SEFs, Requests Comment on Post-Trade Name Give-up, and Retains $8b Swap Dealer De Minimis Threshold

On November 5, 2018, the Commodity Futures Trading Commission (“CFTC” or “Commission”) held its first meeting with a full roster of commissioners

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 14 Aug 2017

CFTC Staff Issues Requested No-Action Relief from Position Aggregation Requirements

On August 10, 2017 in response to requests from industry trade associations, the Division of Market Oversight (“DMO”) of the Commodity Futures Trading

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 6 Jun 2017

CFTC Modernizes Rule 1.31 Recordkeeping Requirements

On May 23, 2017, the Commodity Futures Trading Commission (the "CFTC" or "Commission") issued final rules to amend and reorganize CFTC Rule 1.31

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 28 Apr 2017

CFTC Permits CTAs to Use Third-Party Recordkeepers

In response to multiple requests, the Commodity Futures Trading Commission's (the "Commission" or "CFTC") Division of Swap Dealer and Intermediary

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 7 Feb 2017

CFTC Issues Six-Month Relief from Notice Filing Requirement for Aggregation Exemptions

On February 6, 2017, in response to requests from industry trade associations, the Commodity Futures Trading Commission's ("Commission" or "CFTC")

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 22 Dec 2016

CFTC Update: CFTC Adopts Final Aggregation Rules

On December 5, 2016, the Commodity Futures Trading Commission (the "Commission" or "CFTC") released a Final Rule (the "Final Rule") regarding the

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 5 Dec 2016

CFTC Adopts Final Amendments to Annual Report Requirements for Commodity Pool Operators

The Commodity Futures Trading Commission (the “Commission” or “CFTC”) recently adopted final rules amending its rules governing the Annual Report

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 2 Nov 2016

CFTC Update: CFTC Proposes New Rule on Cross-Border Application of Registration Thresholds and External Business Conduct Standards

On October 11, 2016, the Commodity Futures Trading Commission (the "CFTC") proposed new rules (the "Proposed Rules") addressing the cross-border

Article

Fried Frank Harris Shriver & Jacobson LLP | USA, European Union | 28 Oct 2016

Reminder: Variation Margin Requirements for Uncleared Swaps Become Effective March 1, 2017

Starting March 1, 2017, many parties will become subject to mandatory margin rules imposed by U.S. Prudential Regulators and the Commodity Futures

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