We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Clear all

Refine your search

Content type

Tags

Author

22 results found

Article

Orrick, Herrington & Sutcliffe LLP | USA | 28 Jul 2016

CFTC Considers Blockchain Technology

The disruptive effects of blockchain technology on the financial system may take several years to materialize. Nevertheless, in preparation

Article

Orrick, Herrington & Sutcliffe LLP | USA | 21 Apr 2016

ISDA Publishes 2016 Variation Margin Credit Support Annex (NY Law)

On April 14, 2016, the International Swaps and Derivatives Association, Inc. (“ISDA”) published the 2016 Variation Margin Credit Support Annex (New

Article

Orrick, Herrington & Sutcliffe LLP | USA | 21 Apr 2016

Natural Gas and Electric Power Contracts: Recent End-User Developments

On April 4, 2016, the Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) jointly issued guidance

Article

Orrick, Herrington & Sutcliffe LLP | USA | 21 Apr 2016

Trade Options: Recent End-User Developments

On March 16, 2016, the Commodity Futures Trading Commission (“CFTC”) approved a final rule (“Final Rule”) eliminating certain reporting and

Article

Orrick, Herrington & Sutcliffe LLP | USA | 17 Dec 2015

CFTC Issues Swap Dealer De Minimis Exception Preliminary Report

On November 18, 2015, the Commodity Futures Trading Commission (“CFTC”) issued for public comment the Swap Dealer De Minimis Exception Preliminary

Article

Orrick, Herrington & Sutcliffe LLP | USA | 17 Dec 2015

CFTC Proposes “Regulation AT” on Automated Trading

On November 24, 2015, the Commodity Futures Trading Commission (“CFTC”) issued a notice of proposed rulemaking (the “Proposed Rule”) on the

Article

Orrick, Herrington & Sutcliffe LLP | USA | 17 Dec 2015

Status of Security-Based Swap Regulation and the Related Cross-Border Framework, an Overview

Although the Commodity Futures Trading Commission (“CFTC”) has now implemented many of the requirements applicable to swaps under Title VII of the

Article

Orrick, Herrington & Sutcliffe LLP | USA | 28 Sep 2012

Dodd-Frank implementation update

Title VII of the Dodd-Frank financial reform, titled the “Wall Street Transparency and Accountability Act of 2010” (the “Act”), was enacted on July 21, 2010.

Article

Orrick, Herrington & Sutcliffe LLP | USA | 4 May 2012

Dodd-Frank Act implementation update

Title VII of the Dodd-Frank Act, titled the “Wall Street Transparency and Accountability Act of 2010” (“Title VII”), was enacted on July 21, 2010.

Article

Orrick, Herrington & Sutcliffe LLP | USA | 4 May 2012

Investment management industry challenges CPO registration requirement

On February 9th, the CFTC issued a final rule modifying its Rule 4.5 to require the advisers of an investment company registered under the Investment Company Act of 1940, such as a mutual fund or exchange-traded fund, to register as commodity pool operators if, generally, the fund invests a material amount of its assets in speculative commodity futures, options and swaps.

Previous page 1 2 3