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69 results found

Article

Katten Muchin Rosenman LLP | USA | 15 Nov 2013

CFTC issues cross-border transactions advisory

On November 14, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued Advisory No. 13-69

Article

Katten Muchin Rosenman LLP | USA | 15 Nov 2013

CFTC issues guidance regarding swap execution facilities

On November 14, the Commodity Futures Trading Commission's Divisions of Clearing and Risk, Market Oversight and Swap Dealer and Intermediary

Article

Katten Muchin Rosenman LLP | USA | 8 Nov 2013

CFTC extends time-limited relief for foreign exchange swaps

The Commodity Futures Trading Commission's Division of Market Oversight issued No-Action Letter No. 13-68, which extends to November 29 the deadline

Article

Katten Muchin Rosenman LLP | USA | 8 Nov 2013

CFTC approves position limits proposals

The Commodity Futures Trading Commission has proposed amendments to its existing speculative position limit regulations. The proposed amendments

Article

Katten Muchin Rosenman LLP | USA | 8 Nov 2013

CFTC proposes rules to require that IBS, CPOs and CTAs become members of a registered Futures Association

The Commodity Futures Trading Commission has proposed rules requiring that all registered introducing brokers (IBs), commodity pool operators (CPOs)

Article

Katten Muchin Rosenman LLP | USA | 20 Dec 2012

CFTC approves final rule requiring recording of oral communications

On December 17, 2012, the Commodity Futures Trading Commission (CFTC) adopted final rules amending CFTC Regulations 1.31 and 1.35.

Article

Katten Muchin Rosenman LLP | USA | 24 Aug 2012

CFTC approves conforming rules on registration of intermediaries

On August 17, the Commodity Futures Trading Commission approved rule amendments to conform its existing intermediary registration rules to changes made to the Commodity Exchange Act (CEA) by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act).

Article

Katten Muchin Rosenman LLP | USA | 24 Aug 2012

CFTC interim compliant identifier website is launched by DTCC and SWIFT

On August 21, the Commodity Futures Trading Commission, Depository Trust & Clearing Corporation and SWIFT announced the launch of a website that allows market participants to register for CFTC Interim Compliant Identifiers (CICIs).

Article

Katten Muchin Rosenman LLP | USA | 17 Aug 2012

CFTC issues temporary no-action relief for trade options

On August 14, the Commodity Future Trading Commission’s Division of Market Oversight (DMO) granted market participants temporary no-action relief from certain regulatory requirements for trade options, as defined in CFTC Regulation 32.3(a).

Article

Katten Muchin Rosenman LLP | USA | 17 Aug 2012

CFTC issues guidance on compliance obligations for CPOs and CTAs

On August 14, the Commodity Futures Trading Commission issued a set of responses to frequently asked questions (FAQs) related to the compliance obligations of commodity pool operators (CPOs) and commodity trading advisors.

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