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Article

Katten Muchin Rosenman LLP | USA, United Kingdom, European Union | 2 Nov 2018

Corporate & Financial Weekly Digest, Featuring Articles on Swaps, CFTC Initial Margin Phase 5, Brexit, and EU Obligations of Depositaries

On October 31, the Securities and Exchange Commission took an unusual additional step towards implementing its rules for security-based swaps (SBS)

Article

Katten Muchin Rosenman LLP | USA | 15 Dec 2015

Proposed CFTC Regulation To Impact Algorithmic Trading and Traders

On November 25, 2015, the Commodity Futures Trading Commission (the "Commission" or the CFTC) proposed a comprehensive set of new rules ("Regulation

Article

Katten Muchin Rosenman LLP | USA | 22 May 2009

CFTC extends comment period on swap dealer hedge exemption concept release

The Commodity Futures Trading Commission has extended the public comment period on its March concept release relating to hedge exemptions for swap dealers.

Article

Katten Muchin Rosenman LLP | USA | 22 May 2009

Gensler confirmed as CFTC Chairman, Chilton nominated for second term as Commissioner

On May 19, the U.S. Senate voted to confirm Gary Gensler as Chairman of the Commodity Futures Trading Commission.

Article

Katten Muchin Rosenman LLP | USA | 15 May 2009

CFTC Requests Comment on OTC Clearing Petition

On May 13, the Commodity Futures Trading Commission requested public comment on a petition by Eurex Clearing AG (ECAG), a licensed central counterparty in Germany, for a CFTC determination, pursuant to Section 409(b)(3) of the Federal Deposit Insurance Corporation Improvement Act of 1991, that the German Federal Financial Supervisory Authority satisfies appropriate standards in its supervision of ECAG.

Article

Katten Muchin Rosenman LLP | USA | 8 May 2009

CFTC proposes revised adjusted net capital requirements for FCMs and IBs

The Commodity Futures Trading Commission has proposed amendments to the minimum adjusted net capital requirements for futures commission merchants (FCMs) and introducing brokers (IBs).

Article

Katten Muchin Rosenman LLP | USA | 1 May 2009

CFTC adopts final definitions of “public director”

On April 27, the Commodity Futures Trading Commission announced its adoption of a final definition of "public director" for the acceptable practices to Section 5(d)(15) (Core Principle 15) of the Commodity Exchange Act.

Article

Katten Muchin Rosenman LLP | USA | 17 Apr 2009

CFTC approves new NFA rules regarding forex orders

The Commodity Futures Trading Commission has approved new National Futures Association (NFA) Compliance Rule 2-43, relating to adjustments to customer forex orders and the offset of customer forex positions by forex dealer members (FDMs).

Article

Katten Muchin Rosenman LLP | USA | 17 Apr 2009

CFTC adopts procedures for confidential treatment requests

The Commodity Futures Trading Commission has adopted exclusive procedures for designated contract markets (DCMs), derivatives clearing organizations (DCOs) and derivatives transaction execution facilities (DTEFs) to request confidential treatment for new products and new rules and rule amendments submitted to the CFTC.

Article

Katten Muchin Rosenman LLP | USA | 10 Apr 2009

CFTC establishes Risk Management Advisory Committee

On April 8, the Commodity Futures Trading Commission announced that it has formed a Risk Management Advisory Committee to serve as a forum for discussion on emerging risk management issues among the CFTC, market participants, regulators and other interested persons.

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