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26 results found

Article

Katten Muchin Rosenman LLP | USA | 22 Feb 2019

CFTC Commissioners File Comment Letter Regarding Proposed Standardized Approach for Measuring Counterparty Credit Risk

On February 15, four members of the Commodity Futures Trading Commission (Commissioner Stump recused herself) filed a comment letter regarding the

Article

Katten Muchin Rosenman LLP | USA | 30 Nov 2018

CFTC Announces Agenda for Market Risk Advisory Committee Public Meeting

The Commodity Futures Trading Commission has announced that its Market Risk Advisory Committee will hold a meeting on December 4. The meeting will be

Article

Katten Muchin Rosenman LLP | USA | 30 Nov 2018

CFTC’s LabCFTC Releases Primer on Smart Contracts

On November 27, the Commodity Futures Trading Commission’s LabCFTC released “A CFTC Primer on Smart Contracts” to provide information on a variety of

Article

Katten Muchin Rosenman LLP | USA | 30 Nov 2018

CFTC Approves a Final Rule to Amend Uncleared Swap Margin Requirements

On November 19, the Commodity Futures Trading Commission approved a final rule to amend its margin requirements for uncleared swaps for swap dealers

Article

Katten Muchin Rosenman LLP | USA | 31 Aug 2018

CFTC Releases No-Action Position on PCAOB Requirement to Communicate Critical Audit Matters

On August 29, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (Division) issued a no-action letter

Article

Katten Muchin Rosenman LLP | USA | 31 Aug 2018

CFTC Grants No-Action Relief Relating to Counting Toward the Swap Dealer Registration De Minimis Threshold

On August 28, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (Division) issued time-limited, no-action

Article

Katten Muchin Rosenman LLP | USA | 31 Aug 2018

Senate Confirms Two CFTC Nominations

On August 28, the US Senate confirmed the nominations of Dawn Stump and Dan Berkovitz as commissioners of the Commodity Futures Trading Commission

Article

Katten Muchin Rosenman LLP | USA | 24 Aug 2018

CFTC Adopts Amendments To Simplify Chief Compliance Officer Duties and Annual Report Rules

On August 21, the Commodity Futures Trading Commission adopted amendments to Rule 3.3, which sets out the duties of a chief compliance officer (CCO)

Article

Katten Muchin Rosenman LLP | USA | 24 Aug 2018

CFTC Issues Orders of Registration to Two Foreign Boards of Trade

On August 22, the Commodity Futures Trading Commission announced it had issued Orders of Registration to Osaka Exchange, Inc. (OSE), a Foreign Board

Article

Katten Muchin Rosenman LLP | USA | 24 Aug 2018

CFTC Proposes To Exempt Some Companies and Institutions From the Clearing Requirement for Certain Swaps

On August 23, the Commodity Futures Trading Commission proposed amendments to Rule 50.5 in order to exempt certain bank holding companies, savings and

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