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47 results found

Article

Eversheds Sutherland (US) LLP | USA | 31 Jan 2019

Update to the NFA’s ISSP training, approval and notice requirements

On January 7, 2019, the National Futures Association (NFA) issued an amendment to its Interpretive Notice on required Information Systems Security

Article

Eversheds Sutherland (US) LLP | USA | 28 Nov 2018

CFTC permanently fixes the swap dealing de minimis exemption threshold at $8 billion

On November 5, 2018, the Commodity Futures Trading Commission (CFTC) unanimously adopted a final rule to set a permanent $8 billion swap dealing

Article

Eversheds Sutherland (US) LLP | USA | 14 Feb 2018

Affirmations of CPO and CTA registration exemptions are due by March 1, 2018

Persons claiming exemptions from registration as a commodity pool operator (CPO) or a commodity trading advisor (CTA) must affirm their exemptions by

Article

Eversheds Sutherland (US) LLP | USA | 15 Nov 2017

Marginal adjustments?!

On October 12, 2017, the Division of Clearing and Risk (Division) of the US Commodity Futures Trading Commission (CFTC) issued an interpretative

Article

Eversheds Sutherland (US) LLP | USA | 2 Nov 2017

CFTC No-Action Relief from SEF Trading for Package Transactions

Earlier this week, the Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight extended existing no-action relief from trading on a

Article

Eversheds Sutherland (US) LLP | USA | 30 Jun 2017

CFTC Modernizes Recordkeeping Standards

On May 30, 2017, the Commodity Futures Trading Commission (CFTC) adopted final rules to amend its existing regulation 1.31 (Regulation 1.31)

Article

Eversheds Sutherland (US) LLP | USA | 29 Mar 2017

CFTC Chief Announces Initiative to Simplify CFTC Regulation

On March 15, 2017, while speaking at the Annual International Futures Industry Conference, J. Christopher Giancarlo, the acting chairman of the

Article

Eversheds Sutherland (US) LLP | USA | 20 Jun 2016

CFTC Proposes to Expand Mandatory Clearing to Include Additional Classes of Interest Rate Swaps

On June 9, the Commodity Futures Trading Commission (CFTC) released a notice of proposed rulemaking regarding an expansion of CFTC Regulation 50.4(a)

Article

Eversheds Sutherland (US) LLP | USA, European Union | 12 Feb 2016

CFTC and EU Regulators Agree on a Common Approach for the Regulation of CCPs

Earlier this week, the Commodity Futures Trading Commission (CFTC) and European regulators announced that they have reached agreement on a "common

Article

Eversheds Sutherland (US) LLP | USA | 3 Feb 2016

Legal Alert: CFTC Amends Regulation 1.35

U.S. Commodity Futures Trading Commission (CFTC) Regulation 1.35 requires Futures Commission merchants (FCMs), retail foreign exchange dealers

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