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18 results found

Article

Sidley Austin LLP | USA | 27 Nov 2018

Energy Enforcement Update

On November 15, FERC’s Office of Enforcement released its 2018 Report on Enforcement and related Staff presentation during FERC’s open meeting

Article

Sidley Austin LLP | USA | 17 Sep 2018

CFTC issues enforcement order for unregistered CTA.

On Friday, September 14, CFTC issued an order finding that Mobius Risk Group LLC was an unregistered Commodity Trading Advisor (CTA). CFTC found that

Article

Sidley Austin LLP | USA | 17 Sep 2018

CFTC orders BNP Paribas to pay $90 million penalty for attempted manipulation and false reporting of U.S. Dollar ISDAFIX benchmark swap rates.

On August 29, the CFTC issued an order filing and settling charges against BNP Paribas Securities Corp. (BNP Paribas) for attempted manipulation of

Article

Sidley Austin LLP | USA | 17 Sep 2018

CFTC files 12 enforcement actions addressing registration, position limits, recordkeeping, supervision and reporting.

In addition to the Mobius settlement discussed above, on September 14, the CFTC issued 11 other orders filing and simultaneously settling charges

Article

Sidley Austin LLP | USA | 17 Sep 2018

CFTC and Kraft file motions for summary judgment.

On September 14, the CFTC and Defendants Kraft Foods Group, Inc. and Mondelēz Global LLC (Kraft) filed motions for summary judgment in the U.S

Article

Sidley Austin LLP | USA | 30 Jul 2018

CFTC Staff Issues Research Report on Sharp Price Movements in the Commodity Futures Markets.

On June 29, CFTC Division of Market Oversight (DMO) issued a report that analyzed sharp, intraday price movements in the commodity futures markets

Article

Sidley Austin LLP | USA | 30 Jul 2018

SEC and CFTC Announce Approval of New MOU

On June 28, the SEC and CFTC announced that the two agencies have approved a Memorandum of Understanding (MOU) that will help ensure continued

Article

Sidley Austin LLP | USA | 30 Jul 2018

CFTC Announces Its Largest Ever Whistleblower Award of Approximately $30 Million, and First Award to a Foreign Whistleblower

On July 12, the CFTC announced an award of approximately $30 million to a whistleblower who voluntarily provided key original information that led to

Article

Sidley Austin LLP | USA | 30 Jul 2018

FERC issues Order Approving ENPM Stipulation and Consent Agreement.

On July 25, FERC approved a Stipulation and Consent Agreement (Consent Agreement) between the Office of Enforcement (Enforcement) and Entergy Nuclear

Article

Sidley Austin LLP | USA, France | 25 Jun 2018

CFTC orders Société Générale S.A. to pay $475 million penalty to resolve charges of alleged LIBOR and Euribor manipulation.

On June 4, the CFTC issued an order filing and settling charges against Société Générale S.A. for attempted manipulation

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