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Paul Hastings LLP | USA | 26 Sep 2023

Daily Financial Regulation Update -- Tuesday, September 26, 2023

The Federal Reserve Bank of Boston Research Department published a working paper entitled, "Lease Expirations and CRE Property Performance."
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Mayer Brown | USA | 26 Sep 2023

The Kingdom of Glass: Cryptocurrency Account Disclosures to Be Mandated by The US Internal Revenue Service

At the end of August 2023, the US Internal Revenue Service (the “IRS”) proposed new cryptocurrency tax reporting regulations in furtherance of the…
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Mayer Brown | European Union, USA | 26 Sep 2023

Emissions-Linked Trading in the US and EU

Options are bilateral contracts between an option holder and an option writer. The option writer, in consideration for a premium, grants the option…
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Proskauer Rose LLP | European Union, Global, United Kingdom, etc. | 22 Sep 2023

Taskforce on Nature-Related Financial Disclosures - New and Updated Nature Reporting Recommendations Published

The NY Climate Week conference took place during the week of 18 September 2023, bringing together international leaders from business and governments…
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Duane Morris LLP | USA | 22 Sep 2023

The Class Action Weekly Wire - Episode 31: Artificial Intelligence: The Next Generation Of Class Action Litigation

This week’s Episode of the Class Action Weekly Wire features Duane Morris partner Jerry Maatman and special counsel Brandon Spurlock with their…
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Fried Frank Harris Shriver & Jacobson LLP | USA | 22 Sep 2023

CFTC Disapproves Options Contract on Control of Congress

The CFTC disapproved a Designated Contract Market's ("DCM's") proposed options contract based on which political party will have control of Congress…
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Barnes & Thornburg LLP | USA | 22 Sep 2023

Does the CFTC Require Trading Screens and Technology Providers to Register as CTAs?

Highlights An entity that is simply providing signal aggregation should not need to register as a commodity trading advisor (CTA) with the Commodity…
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Fried Frank Harris Shriver & Jacobson LLP | USA | 22 Sep 2023

Commissioner Johnson Expresses Discomfort with Disintermediated Markets

CFTC Commissioner Kristin N. Johnson expressed discomfort with the notion that investors could interact directly with other investors on an exchange…
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Fried Frank Harris Shriver & Jacobson LLP | USA | 22 Sep 2023

CFTC Extends No-Action Relief from OCR Reporting Obligations

The CFTC Division of Market Oversight ("DMO") extended no-action relief from the ownership and control reporting ("OCR") requirements for reporting…
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Fried Frank Harris Shriver & Jacobson LLP | USA | 21 Sep 2023

Swap Dealer Fined for Pre-Trade Mid-Market Mark Compliance Failures

A swap dealer settled charges for failing to adhere to pre-trade mid-market mark ("PTMMM") compliance requirements. The CFTC found that between 2016…
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