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11,275 results found

Article

Baker & Hostetler LLP | USA | 24 Sep 2020

CFTC Joins Other Federal Agencies in Issuing Guidance to Make Transparent Certain Guideposts When Contemplating an Enforcement Action

On September 10, 2020, the Commodity Futures Trading Commission (CFTC or Commission) announced the issuance of new, public, staff-level guidance by…
Article

DLA Piper | USA | 23 Sep 2020

Blockchain and Digital Assets News and Trends Achieving Digital Transformation and Securing Digital Assets

To remain competitive, companies find themselves increasing their efforts to digitally transform their businesses by developing new offerings based…
Article

DLA Piper | USA | 23 Sep 2020

Blockchain and Digital Assets News and Trends Achieving Digital Transformation and Securing Digital Assets

To remain competitive, companies find themselves increasing their efforts to digitally transform their businesses by developing new offerings based…
Article

Latham & Watkins LLP | Singapore | 22 Sep 2020

Singapore: New Best Execution Requirements

On 3 September 2020, the Monetary Authority of Singapore (the MAS) issued a response to feedback about its proposal for holders of a capital markets…
Article

Barnes & Thornburg LLP | USA | 22 Sep 2020

CFTC Closes a Loophole for Exempt Commodity Pool Operators

New CFTC Regulation requires persons seeking exemption from Commodity Pool Operator (CPO) Registration Requirements to affirm that neither the CPO…
Article

Cadwalader Wickersham & Taft LLP | USA | 22 Sep 2020

Federal Register: CFTC Proposes Amendments to Uncleared Swap Margin Rules

A CFTC proposal that would amend the uncleared swap margin requirements for which there is no prudential regulator and codify prior no-action relief…
Article

Schulte Roth & Zabel LLP | USA | 21 Sep 2020

Private Funds Regulatory Update Compliance roundup

Notwithstanding recent media reports asserting that the number of insider trading actions brought by the Securities and Exchange Commission has…
Article

Cadwalader Wickersham & Taft LLP | USA | 21 Sep 2020

CFTC Chair and European Commission EVP Commend "Refreshing" Efforts on Clearing Framework

In an op-ed in The Wall Street Journal, CFTC Chair Heath Tarbert and European Commission Executive Vice President Valdis Dombrovskis described recent…
Article

Cooley LLP | USA | 21 Sep 2020

The Business Roundtable shifts position on action to address climate change

Last year, the Business Roundtable created quite a buzz when it released a new Statement on the Purpose of a Corporation that moved “away from…
Article

Katten Muchin Rosenman LLP | USA | 18 Sep 2020

CFTC Staff Provides No-Action Relief to Registrant from SEF Reinstatement Requirements

On September 15, the Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) granted no-action relief to Tassat Derivatives…
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