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Video

Mayer Brown | USA | 23 Sep 2021

SRO Spoofing Enforcement

In this week’s episode, Mayer Brown partners Matt Kluchenek and Glen Kopp continue their discussion on spoofing and other disruptive trading practices…
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Jones Day | Brazil, USA | 23 Sep 2021

The Long Arm of the CFTC: What Stakeholders in Brazil and Latin America Should Know

The U.S. Commodity Futures Trading Commission ("CFTC"), a federal regulator of the global derivatives markets, has powers to investigate violations of…
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King & Wood Mallesons | China | 23 Sep 2021

币圈非法外之地,合规需牢记在心

2021年8月10日,美国期货交易监督委员会( "CFTC")和美国财政部金融犯罪执法网络局( "FinCEN")…
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DWF LLP | USA | 23 Sep 2021

The transition away from LIBOR: A project management toolkit

LIBOR is a benchmark interest rate for seven maturities (overnight to 12 months) quoted in five currencies (U.S. dollar, the Euro, British pound…
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Paul Hastings LLP | European Union, United Kingdom, USA | 21 Sep 2021

Daily Financial Regulation Update -- Tuesday, September 20, 2021

The Office of Inspector General (OIG) of the Board of Governors of the Federal Reserve System released a report titled, "The Board's Implementation of…
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Brownstein Hyatt Farber Schreck LLP | USA | 21 Sep 2021

SEC Chair Gensler Signals Greater Regulation of Cryptocurrency Under Existing Authorities

On Sept. 14, Gary Gensler, chair of the Securities and Exchange Commission, testified before the Senate Banking Committee that the agency…
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DLA Piper | USA | 20 Sep 2021

Commodities News and Trends

Welcome to issue 4 of Commodities News and Trends, aiming to help commodity market participants identify and adapt to the market news and legal…
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Cadwalader Wickersham & Taft LLP | USA | 20 Sep 2021

Effective Date Set for NFA Amendments to Filing Requirements for SDs Using Capital Models

Amendments to filing requirements in new Section 18 of its Financial Requirements related to filings by Swap Dealers using models to compute net…
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Reynolds Law LLP | USA | 20 Sep 2021

Proposal to Regulate Digital Assets

On July 28, 2021, Rep. Don Beyer (D-VA) introduced the Digital Asset Market Structure and Investor Protection Act, that is intended to protect…
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Cadwalader Wickersham & Taft LLP | USA | 20 Sep 2021

CFTC EEMAC Recommends Formation of Subcommittee on Carbon Markets

At a meeting on September 15, 2021, the CFTC Energy and Environmental Markets Advisory Committee ("EEMAC") recommended the formation of a…
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