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Schulte Roth & Zabel LLP | USA | 12 Nov 2010

SEC proposes whistleblower program rules

On November 3, 2010, the Securities and Exchange Commission ("SEC") proposed widely anticipated rules that would implement the whistleblower provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank").


Schulte Roth & Zabel LLP | USA | 8 Dec 2009

PCAOB strategic goals and budget foreshadow tougher enforcement agenda

As attention focuses on this week’s oral argument at the Supreme Court concerning the constitutionality of the Public Company Accounting Oversight Board ("PCAOB" or the "Board"), the PCAOB recently approved a five-year strategic plan and a 2010 budget (subject to approval by the SEC).

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