4 results found
Schulte Roth & Zabel LLP | USA | 12 Nov 2010
SEC proposes whistleblower program rules
On November 3, 2010, the Securities and Exchange Commission ("SEC") proposed widely anticipated rules that would implement the whistleblower provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank").
Schulte Roth & Zabel LLP | USA | 8 Dec 2009
PCAOB strategic goals and budget foreshadow tougher enforcement agenda
As attention focuses on this week’s oral argument at the Supreme Court concerning the constitutionality of the Public Company Accounting Oversight Board ("PCAOB" or the "Board"), the PCAOB recently approved a five-year strategic plan and a 2010 budget (subject to approval by the SEC).