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31 results found

Article

Kramer Levin Naftalis & Frankel LLP | USA | 8 Jan 2016

SEC Issues Long-awaited Distribution and Sub-accounting Guidance

On Jan. 6, 2016, the staff of the SEC's Division of Investment Management released long-awaited guidance on mutual fund payments to intermediaries

Article

Kramer Levin Naftalis & Frankel LLP | USA | 12 May 2014

Capital requirements for insurers under Collins Amendment -- the saga continues

As discussed in a previous Kramer Levin client alert,1 Federal legislators and regulators have been seeking to clarify ambiguities in the Dodd-Frank

Article

Kramer Levin Naftalis & Frankel LLP | USA | 1 Apr 2011

The Second Circuit upholds default judgment for spoliation

A handful of trial courts in the past few years have imposed the "ultimate sanction" of a default judgment against a spoliating party.

Article

Kramer Levin Naftalis & Frankel LLP | USA | 9 Mar 2011

Executive compensation and corporate governance

Enacted on July 21 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act contains significant executive compensation and corporate governance provisions applicable to public companies.

Article

Kramer Levin Naftalis & Frankel LLP | USA | 1 Dec 2010

Executive compensation and corporate governance

The Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act"), enacted on July 21, 2010, contains significant executive compensation and corporate governance provisions applicable to public companies.

Article

Kramer Levin Naftalis & Frankel LLP | USA | 8 Nov 2010

SEC proposes rules to implement Dodd-Frank whistleblower program

On November 3, 2010, by a unanimous vote, the Securities and Exchange Commission proposed rules to implement the whistleblower incentives and protection provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank").

Article

Kramer Levin Naftalis & Frankel LLP | USA | 28 Jul 2010

Spotlight on the judiciary: Judge Frank Maas

"Spotlight on the Judiciary" highlights the body of work of a judge who has made a significant impact on the development of e-discovery law.

Article

Kramer Levin Naftalis & Frankel LLP | USA | 2 Jun 2010

Second Circuit holds that PSLRA’s safe harbor provisions shield American Express from liability

Until recently, the US Court of Appeals for the Second Circuit had never rendered an opinion analyzing the safe harbor for forward-looking statements in the Private Securities Litigation Reform Act (the "PSLRA").

Article

Kramer Levin Naftalis & Frankel LLP | USA | 2 Apr 2009

Public-private investment funds: practical legal considerations for private investors

On March 23, 2009, the U.S. Department of Treasury (the “Treasury”), in conjunction with the Federal Deposit Insurance Corporation (“FDIC”) and the Federal Reserve, released details on the Public-Private Investment Program (“PPIP”), which is designed to provide private investors with the opportunity to coinvest with the U.S. federal government (the “USG”) to purchase “toxic assets” (i.e., legacy loans, which consist of residential and commercial real estate loans held directly on the balance sheets of banks, and legacy securities, which consist of commercial mortgage backed securities and residential mortgage backed securities originally issued prior to 2009) from participating financial institutions.

Article

Kramer Levin Naftalis & Frankel LLP | USA | 3 Mar 2009

SEC proposes roadmap for considering use of IFRS for US issuers

The Securities and Exchange Commission (the 'SEC') published a proposed roadmap for the use of International Financial Reporting Standards ('IFRS').

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