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204 results found

Article

Katten Muchin Rosenman LLP | USA, United Kingdom | 25 Jan 2019

ESMA Publishes Opinion on Position Limits on ICE Low Sulphur Gasoil Futures and Options Commodity Contracts

On January 23, the European Securities and Markets Authority (ESMA) published an opinion, dated January 18, on position limits on ICE Low Sulphur

Article

Katten Muchin Rosenman LLP | USA | 1 Jun 2018

Regulators Propose Changes to Volcker Rule

On May 30, the five Federal regulators responsible for the Volcker Rule approved the publication for comment of numerous proposed changes to the rule

Article

Katten Muchin Rosenman LLP | USA | 27 Oct 2017

SEC Approves PCAOB Rule to Require Enhanced Audit Reports

On October 23, the Securities and Exchange Commission approved new audit reporting standard, AS 3101, proposed by the Public Company Accounting

Article

Katten Muchin Rosenman LLP | USA | 1 Sep 2017

SEC and Staff Issue Interpretative Guidance on Revenue Recognition

On August 18, the Securities and Exchange Commission issued a press release announcing its issuance of two releases and the SEC staff's release of a

Article

Katten Muchin Rosenman LLP | USA | 14 Aug 2016

Court Refuses to Dismiss Malpractice Claim Against MF Global Accountant

PriceWaterhouseCoopers LLP failed in its effort to have a federal court in New York City dismiss a malpractice claim brought against it by the plan

Article

Katten Muchin Rosenman LLP | USA | 22 Jul 2016

SEC Proposes Amendments To Update and Simplify Disclosure Requirements: A Closer Look

On July 13, the Securities Exchange Commission proposed and requested comment regarding rule amendments to update and simplify certain disclosure

Article

Katten Muchin Rosenman LLP | USA | 15 Jul 2016

SEC Proposes Amendments To Update and Simplify Disclosure Requirements

On July 13, the Securities and Exchange Commission proposed rule amendments to update and simplify certain disclosure requirements that may have

Article

Katten Muchin Rosenman LLP | USA | 20 Jun 2016

Private Fund Administrator Settles Charges With SEC for Not Acting on Red Flags of Possible Fraud

Apex Fund Services agreed to settle two enforcement actions by the Securities and Exchange Commission alleging that it ignored red flags and enabled

Article

Katten Muchin Rosenman LLP | USA | 17 Jun 2016

Financial Accounting Standards Board Issues New Loan Loss Rule

On June 16, the Financial Accounting Standards Board (FASB) issued its new and long-expected loan loss accounting framework, also known as the

Article

Katten Muchin Rosenman LLP | USA | 10 Jun 2016

FINRA Announces Modifications to IARD Accounting System

The Financial Industry Regulatory Authority, which administers the Investment Adviser Registration Depository (IARD) system, recently announced that

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