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SEC’s Investor Advisory Committee discusses proxy plumbing
  • Cooley LLP
  • USA
  • September 18 2018

At a meeting last week of the SEC’s Investor Advisory Committee, the primary focus of the discussion was the panoply of problems associated with the


SEC Expands Number of Companies that Qualify as “Smaller Reporting Companies”
  • Nelson Mullins Riley & Scarborough LLP
  • USA
  • June 29 2018

On June 28, 2018, the SEC adopted amendments to the definition of “smaller reporting company” that are “intended to reduce compliance costs for these


SEC Updates Interpretations of Proxy Rules and Related Schedules 14A and 14C
  • Baker Botts LLP
  • USA
  • May 23 2018

The staff of the Division of Corporation Finance of the Securities and Exchange Commission recently issued updated compliance and disclosure


SEC Division of Corporation Finance Issues C&DIs on Proxy Rules and Proxy Statements, Overhauling Telephone Interpretations Manual
  • Katten Muchin Rosenman LLP
  • USA
  • May 18 2018

On May 11, the staff of the Division of Corporation Finance of the Securities and Exchange Commission (the Staff) issued 45 Compliance and Disclosure


Corp Fin further refines Rule 14a-8(i)(9) exclusion
  • Cooley LLP
  • USA
  • April 6 2018

In past few years, after Corp Fin issued Staff Legal Bulletin 14H redefining the meaning of “direct conflict” under the Rule 14a-8(i)(9) exclusion for


The SEC Weighs in on Cybersecurity Disclosure: What’s New, What Isn’t, and What to Do Now
  • Weil Gotshal & Manges LLP
  • USA
  • February 27 2018

The U.S. Securities and Exchange Commission (the "SEC" or "Commission") issued interpretive guidance last week, available here, relating to disclosure


Key Steps For Addressing the SEC’s New Cybersecurity Disclosure Guidance
  • Vinson & Elkins LLP
  • USA
  • February 26 2018

On February 21, the Securities and Exchange Commission (the “SEC” or the “Commission”) issued the “Commission Statement and Guidance on Public Company


Capital Markets & Public Companies Quarterly: 2018 Proxy Season Pointers, Disclosing the “Tax Cuts and Jobs Act,” Shareholder Proposals and ICOs
  • McDermott Will & Emery
  • USA
  • January 12 2018

The end of a year and beginning of the next generally starts the countdown to the public company proxy season. But before moving into 2018


Are graphics really good?
  • Cooley LLP
  • USA
  • January 8 2018

Is it just me? Am I the only one that finds having to decipher a load of graphics in a proxy statement to be somewhat daunting on occasion? Inclusion


Initial Tax Disclosures Regarding 162(m) in Proxy Statements
  • Stinson Leonard Street LLP
  • USA
  • January 5 2018

Many know that the Section 162(m) deduction limit for performance-based compensation has been repealed by the recent tax legislation together with