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296 results found


Shearman & Sterling LLP | USA, United Kingdom, European Union | 13 Feb 2019

Governance & Securities Law Focus: Asia Edition, February 2019

On 1 November, 2018, the Securities and Futures Commission of Hong Kong (SFC) issued a statement (the "Statement"), which sets out a new approach


Klein Moynihan Turco LLP | USA | 6 Dec 2018

Influencer Marketing? Beware: The SEC May Knock the Coin Out of You

Last Thursday, the Securities and Exchange Commission (“SEC”) announced that it had settled influencer marketing charges brought against professional


Katten Muchin Rosenman LLP | USA | 19 Nov 2018

Bridging the Week by Gary DeWaal: SEC Assesses Penalties for Non-Fraudulent Initial Coin Offerings and Requires Registration; Issues Advisory on Issuance and Trading of Cryptosecurities

The Securities and Exchange Commission filed and settled two enforcement actions against issuers of initial coin offerings for violating securities


Hunton Andrews Kurth LLP | USA | 13 Nov 2018

Colorado and North Dakota Announce ICO Enforcement Actions

As we have previously blogged, state and provincial securities regulators across the U.S. and Canada have been actively policing the marketplace for


K&L Gates | USA | 23 Sep 2018

The SEC expands its enforcement throughout the digital industry

The Securities and Exchange Commission (“SEC” or “Commission”) is ramping up its enforcement efforts in the digital asset industry, expanding its


Sidley Austin LLP | USA | 11 Sep 2018

The Sheriffs are in Town: Recent Developments in Initial Coin Offerings (ICO) Enforcement and Investor Education

In the months following director William Hinman’s noteworthy speech on whether and when a digital asset is subject to securities laws, U.S. regulators


Reed Smith LLP | USA | 2 Jul 2018

Digital token ruled a security under the Howey Test, for now

With the plaintiffs’ bar setting its sights on initial coin offerings, a body of precedent will soon develop analyzing digital tokens under U.S


Katten Muchin Rosenman LLP | USA | 2 May 2018

Between Bridges by Gary DeWaal - May 2, 2018 (Actual Delivery; Manipulative Device or Contrivance)

The California federal court judge who, at the end of March, tentatively dismissed the enforcement action by the Commodity Futures Trading Commission


Herbert Smith Freehills LLP | USA | 30 Mar 2018

Corporate Crime update - March 2018 United States

Embraer awarded dismissal in FCPA class action A securities fraud class action suit brought against Embraer SA, an aerospace conglomerate has been


Hunton Andrews Kurth LLP | USA | 12 Mar 2018

SEC Staff Issues Statement on Platforms for Trading Digital Assets

On March 7, 2018, staff of the Securities and Exchange Commission (SEC) in the Division of Enforcement and Division of Trading and Markets issued a

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