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2,904 results found


Patterson Belknap Webb & Tyler LLP | USA | 11 Jan 2019

Gupta Summary Order Republished As Opinion

Earlier this week, we discussed the Second Circuit’s summary order in the insider trading appeal by Rajat Gupta. Gupta was convicted in S.D.N.Y. as


DLA Piper | USA | 7 Jan 2019

Granting certiorari in Varjabedian, Supreme Court will address circuit split over disclosure claims in tender offers

Last Friday, the US Supreme Court granted certiorari in Emulex Corp. v. Varjabedian, No. 18-459, to answer a potentially far-reaching question under


Cadwalader Wickersham & Taft LLP | USA, Global | 28 Dec 2018

Anti-money laundering and fraud in the USA

A structured guide to AML and fraud in the USA


Kelley Drye & Warren LLP | USA | 19 Dec 2018

No Actual Malice In The Wolf Of Wall Street Lawsuit: Judge Tosses Defamation Claim Brought By Former Stratton Oakmont Executive

Less than three months after Paramount Pictures released the hit movie The Wolf of Wall Street in December 2013, former Stratton Oakmont attorney and


Vinson & Elkins LLP | USA | 13 Dec 2018

Government Once Again Sidesteps Ruling on its Role in Internal Investigation

The government (yet again) avoided having a district court rule that it had turned a private company into an arm of the state. The defendant, Anthony


Sheppard Mullin Richter & Hampton LLP | USA | 12 Dec 2018

Nota Bene Episode 15: C-Suite Trades: Three Developments Insiders Need to Know

The rules surrounding insider trading and securities violations are extensive and can be complicated. In order to determine if an executive selling or


Shearman & Sterling LLP | USA | 11 Dec 2018

Second Circuit Affirms Insider Trading Conviction And Vacates Restitution Order Of Sports Gambler Billy Walters

On December 4, 2018, the United States Court of Appeals for the Second Circuit affirmed the insider trading conviction, judgment, and order of


Dechert LLP | USA | 11 Dec 2018

First Federal Court Decision Suggesting that ICO May Not be a Security

The SEC has alleged that Blockvest violated the registration requirements and antifraud provisions of the Securities Act of 1933 (Securities Act), as


K&L Gates | USA | 7 Dec 2018

Can a Plaintiff Re-Label and Re-File a Securities Fraud Claim?

The federal securities laws have long prohibited two types of misconduct: making fraudulent statements and employing fraudulent schemes, both in


Klein Moynihan Turco LLP | USA | 6 Dec 2018

Influencer Marketing? Beware: The SEC May Knock the Coin Out of You

Last Thursday, the Securities and Exchange Commission (“SEC”) announced that it had settled influencer marketing charges brought against professional