Fried Frank Harris Shriver & Jacobson LLP | USA | 1 Feb 2023
SIFMA and SIFMA Asset Management Group (the "Associations") opposed FINRA's proposal regarding reporting requirements for delayed Treasury spot…
Fried Frank Harris Shriver & Jacobson LLP | USA | 31 Jan 2023
SIFMA asked the MSRB to broaden a proposed exemption to allow individuals who have been out of the Securities Industry for a limited time to…
Fried Frank Harris Shriver & Jacobson LLP | USA | 30 Jan 2023
In a Comment Letter on the MSRB's proposal to standardize deadlines on Form G-32 requirements in connection with primary offerings, SIFMA urged the…
Fried Frank Harris Shriver & Jacobson LLP | USA | 26 Jan 2023
In comments on a CFPB Small Business Review Panel outline of proposals to implement a consumer's right to access personal financial information…
Fried Frank Harris Shriver & Jacobson LLP | USA | 25 Jan 2023
In response to an Advance Noticed of Proposed Rulemaking ("ANPR") that would add "an extra layer of loss-absorbing capacity" in resolving certain…
Fried Frank Harris Shriver & Jacobson LLP | USA | 13 Jan 2023
SIFMA urged the SEC to disapprove a joint self-regulatory organization ("SRO") proposal to establish a revised funding model for the Consolidated…
Fried Frank Harris Shriver & Jacobson LLP | USA | 9 Jan 2023
SIFMA requested that the DOL withdraw proposed amendments to the Prohibited Transaction Class Exemption 84-14 (the "QPAM Exemption"). SIFMA argued…
Fried Frank Harris Shriver & Jacobson LLP | USA | 4 Jan 2023
Several trade associations highlighted concerns about an SEC proposal to establish minimum standards for investment advisers before outsourcing…
Fried Frank Harris Shriver & Jacobson LLP | USA | 7 Nov 2022
In response to a Treasury request for comment on the use of digital assets in illicit finance activities, SIFMA asserted that traditional financial…
Fried Frank Harris Shriver & Jacobson LLP | USA | 14 Oct 2022
SIFMA recommended that Congress craft legislation on regulating digital assets that (i) prioritizes investor protections, (ii) applies a…