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Financial Services Update, Vol. 13, Issue 45
  • Winston & Strawn LLP
  • USA
  • December 10 2018

When the news came last week that former President George Herbert Walker Bush had passed away, commentators began to characterize the legacy of our


Corporate & Financial Weekly Digest
  • Katten Muchin Rosenman LLP
  • USA, United Kingdom, European Union
  • December 10 2018

On November 28, the Financial Industry Regulatory Authority filed a proposed change to Rule 4512(a)(3) (Customer Account Information) with the


FINRA proposes permitting the use of electronic signatures for certain accounts
  • Buckley Sandler LLP
  • USA
  • December 4 2018

On November 28, the Financial Industry Regulatory Authority (FINRA) filed a proposed rule change with the SEC to amend Paragraph (a)(3) of FINRA Rule


Financial Services Update, Vol. 13, Issue 44
  • Winston & Strawn LLP
  • USA
  • December 3 2018

In what appears to be a setback to the SEC’s ongoing efforts to bring the field of Blockchain digital assets under its regulatory purview, a


Financial Services Update, Vol. 13, Issue 43
  • Winston & Strawn LLP
  • USA, United Kingdom, European Union
  • November 19 2018

The topic of Brexit has been the subject of a high degree of anxiety within the financial services industry. In a potentially positive development, on


Financial Services Update, Vol. 13, Issue 42
  • Winston & Strawn LLP
  • USA, United Kingdom
  • November 12 2018

Last Wednesday, federal prudential bank regulators proposed to reduce the call reporting burden on smaller banks by expanding the number of banks


Financial Services Update, Vol. 13, Issue 41
  • Winston & Strawn LLP
  • USA
  • November 5 2018

On October 31, 2018, the U.S. Commodity Futures Trading Commission (“CFTC”) Office of the Chief Economist (“OCE”) issued a report highlighting the


Fintech in the USA
  • DLA Piper
  • USA, Global
  • October 22 2018

A structured guide to fintech in the USA


Fintech regulation in the USA
  • DLA Piper
  • USA, Global
  • October 22 2018

A structured guide to fintech regulation in the USA


Financial Services Update, Vol. 13, Issue 39
  • Winston & Strawn LLP
  • USA
  • October 22 2018

On October 16th, the SEC unanimously ruled against the New York Stock Exchange and Nasdaq Inc. (“the exchanges”) in concluding that they failed to