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Results: 1-10 of 13,011

House Bill Would Increase the Threshold for Enhanced Prudential Supervision of BHCs
  • Dechert LLP
  • USA
  • September 20 2017

A House bill would amend various provisions of the Dodd-Frank Act to generally change the threshold for enhanced prudential supervision of bank


Looking Ahead to the 2018 Proxy Season: Preparing for CEO Pay Ratio Rules Disclosure Requirements
  • Proskauer Rose LLP
  • USA
  • September 19 2017

As part of the Dodd-Frank Wall Street Reform and Consumer Protection Act enacted in July 2010, Congress directed the Securities and Exchange


Business Guide to Anti-Corruption Laws - 2017 Mid-Year Update
  • Jenner & Block LLP
  • Global, United Kingdom, USA
  • September 18 2017

This mid-year update discusses the most significant anticorruption enforcement developments from the first six months of 2017, with a focus on


This Week in Washington for September 18, 2017
  • Paul Hastings LLP
  • USA
  • September 18 2017

Fallout from the massive Equifax data breach was a focal point of conversation last week, with millions of consumers trying to figure out whether


Spoofing Case Filed in Connecticut Against Overseas-Based Precious Metals Futures Trader
  • Katten Muchin Rosenman LLP
  • USA
  • September 17 2017

Last week, a criminal complaint was filed against Andre Flotron, a former precious metals trader for UBS Investment Bank (click here for background on


Upcoming Supreme Court Cases Worth Noting by Institutional Investors
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • September 13 2017

The U.S. Supreme Court‘s 2017 term begins October 2nd and we will be tracking at least three cases relevant to institutional investors: Cyan, Inc. v


Reform of the CFPB Through the Financial Choice Act
  • Hunton & Williams LLP
  • USA
  • September 12 2017

This is the second in a series of articles from Hunton & Williams LLP discussing reform efforts related to the Dodd-Frank Wall Street Reform and


Industrial Loan Companies Redux
  • Vorys Sater Seymour and Pease LLP
  • USA
  • September 8 2017

The move toward banking industry “disruption” and new “fintech” opportunities has resulted in a revisiting of the industrial loan company (ILC


Federal Reserve Restricts Termination of Qualified Financial Contracts
  • Katten Muchin Rosenman LLP
  • USA
  • September 8 2017

On September 1, the Board of Governors of the Federal Reserve System adopted a final rule that will affect the rights of counterparties that enter


Rate increases for issuers registering securities
  • Porter Wright Morris & Arthur LLP
  • USA
  • September 7 2017

New rates will take effect at the beginning of the next fiscal year, Oct. 1, 2017, for public companies and other issuers to register their securities