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Results:1-10 of 3,601

U.K. financial regulator flags deficiencies in firms’ cyber practices
  • Ropes & Gray LLP
  • United Kingdom, European Union
  • December 13 2018

A review of the U.K. Asset management and wholesale banking sectors by the Financial Conduct Authority ("FCA") has found that regulated firms


U.K. financial regulator flags deficiencies in firms’ cyber practices
  • Ropes & Gray LLP
  • United Kingdom
  • December 13 2018

A review of the U.K. Asset management and wholesale banking sectors by the Financial Conduct Authority (“FCA”) has found that regulated firms


Second Circuit Summarily Affirms Grant Of Summary Judgment In Section 11 Securities Class Action, Finding That Defendants-Appellees Established Negative Causation As A Matter Of Law
  • Shearman & Sterling LLP
  • USA
  • November 27 2018

On November 19, 2018, the United States Court of Appeals for the Second Circuit summarily affirmed the grant of summary judgment in a securities


Deeds, seals and limitation periods
  • Womble Bond Dickinson (UK) LLP
  • United Kingdom
  • November 14 2018

Does a deed have to be sealed to obtain a 12 year, rather than a 6 year limitation period? Or is execution as a deed in accordance with the Law of


Filing securities claims in Luxembourg
  • NautaDutilh
  • Luxembourg, Global
  • November 12 2018

A structured guide to filing securities claims in Luxembourg


Interest-only mortgages - the new PPI?
  • RPC
  • United Kingdom
  • November 8 2018

Within the last few months we have seen a raft of claims brought against mortgage intermediaries by home owners who had taken out interest-only


frESH Law Horizons: Key Developments in UK and EU Environment, Safety and Health Law, Procedure and Policy - September 2018
  • Squire Patton Boggs
  • United Kingdom, European Union
  • October 18 2018

The Court of Appeal has reached a decision on legal privilege in Serious Fraud Office (SFO) v. Eurasian Natural Resources Corp Ltd (ENRC). The


Court of appeal upholds decision that a private company is not amenable to judicial review
  • CMS Cameron McKenna Nabarro Olswang LLP
  • United Kingdom
  • October 4 2018

In the recent Holmcroft appeal, the Court of Appeal held that the Divisional Court had been correct in deciding that KPMG, acting as Independent


Relief for Skilled Persons as the Court of Appeal rules they are not amenable to judicial review
  • RPC
  • United Kingdom
  • October 4 2018

In what circumstances might skilled persons appointed under FSMA be subject to judicial review? The Court of Appeal recently explored the


New Opportunities for Federal Thrifts
  • Vorys Sater Seymour and Pease LLP
  • USA
  • September 25 2018

Importantly, the proposed rulemaking (NR 2018-95) would enable electing FSAs to take advantage of the