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44,231 results found

Article

Mayer Brown | USA | 6 May 2021

Chair Gensler Congressional Testimony Sheds Light on Potential Regulation

Today, for the first time as Chair of the Securities and Exchange Commission, Gary Gensler appeared before Congress to provide testimony regarding the…
Article

Osler Hoskin & Harcourt LLP | Canada, European Union, United Kingdom, etc. | 6 May 2021

International Trade Compliance Update May 2021

The chair of the WTO’s General Council confirmed on 16 April. That the ‘s Ministerial Conference (MC12) wil…
Article

DLA Piper | USA | 6 May 2021

Guest Blog: SEC focus on SPACs - Key takeaways from recent SEC statements and enforcement activity

Over the past several months, the United States Securities and Exchange Commission (SEC) has increasingly focused on special purpose acquisition…
Article

Paul Hastings LLP | Global | 5 May 2021

Breaking The Glass Ceiling: Women In The Boardroom

In the fifth edition of our report, we examine the measures adopted to foster gender equality on boards of directors in 41 jurisdictions around the…
Article

Iron Mountain Inc | USA | 5 May 2021

As the FINRA Annual Conference goes Virtual, A Chance to Address Pandemic-Related Best Practices

This year, we’ll get to see each other virtually at the 2021 FINRA Annual Conference. After a Cancellation last year due to COVID-19, there is a lot…
Article

Baker McKenzie | USA | 5 May 2021

INX Closes First Ever SEC-Registered Token IPO

This blog has previously reported on the numerous enforcement actions taken by the U.S. Securities and Exchange Commission against unregistered token…
Article

Cooley LLP | USA | 5 May 2021

Under Armour’s failure to disclose order “pull forwards” comes under fire at the SEC

On Monday, the SEC announced settled charges against Under Armour, Inc., a manufacturer of sports apparel, for misleading investors by failing to…
Article

Cooley LLP | USA | 4 May 2021

Not much data disclosed on human capital, according to new survey

When, in August 2020, the SEC considered adopting a new requirement to discuss human capital as part of an overhaul of Regulation S-K, the debate…
Article

Antoniou McCollum & Co LLC | Cyprus | 4 May 2021

Cyprus alternative investment funds and mini-managers

Aiming to become an ideal jurisdiction for the establishment of alternative investment funds in the European Union, Cyprus has developed a versatile…
Article

Vaish Associates Advocates | India | 4 May 2021

Classifying ICOs as Securities

In Brazil, no specific legislation governs the cryptocurrencies, and consequently, ICOs and STOs remain unregulated. Because no particular…
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