We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results:1-10 of 26,876

The Global Corporate Governance Echo Chamber
  • King & Wood Mallesons
  • Australia
  • December 14 2018

In our interconnected world, corporate governance concepts and ideas that grow, mature and reach acceptance in influential offshore jurisdictions


SEC Meeting on December 19, 2018 to Consider Adopting a Disclosure Rule on Hedging by Employees or Directors
  • Weil Gotshal & Manges LLP
  • USA
  • December 14 2018

The U.S. Securities and Exchange Commission recently announced that at its upcoming meeting scheduled for Wednesday, December 19, 2018, it will vote


United States: What happened in 2018 and significant events in 2019
  • Linklaters LLP
  • USA
  • December 14 2018

Although there was much talk of major legislative changes, less happened on the U.S. Congressional front than expected. Much of the changes in the U.S


Stock Option Back Dating Again? Well, Not Quite
  • Winston & Strawn LLP
  • USA
  • December 13 2018

In 2005, I posted on the major scandal involving companies’ backdating stock option awards. The first hint that a problem existed in this area was an


Cybersecurity Update: First SEC Enforcement Action Involving the Identity Theft Red Flags Rule Results in Settlement
  • Dickinson Wright
  • USA
  • December 13 2018

On September 26, 2018, the Securities and Exchange Commission announced that a settlement was reached in its first enforcement action involving the


SEC's first crypto-exchange enforcement action dodges a key question
  • Venable LLP
  • USA
  • December 12 2018

On November 8, 2018, the Securities and Exchange Commission (SEC) entered into a consent order with Zachary Coburn, the founder of EtherDelta, in its


Nota Bene Episode 15: C-Suite Trades: Three Developments Insiders Need to Know
  • Sheppard Mullin Richter & Hampton LLP
  • USA
  • December 12 2018

The rules surrounding insider trading and securities violations are extensive and can be complicated. In order to determine if an executive selling or


SEC Expands Order Handling Disclosure Requirements for Broker-Dealers
  • Jones Day
  • USA
  • December 12 2018

The Securities and Exchange Commission has amended its rules to require broker-dealers to disclose more information about their order routing


The other shoe has dropped - The SEC follows up with firms that didn’t self-report under the share class initiative
  • Eversheds Sutherland (US) LLP
  • USA
  • December 12 2018

On February 12, 2018, the Division of Enforcement of the US Securities and Exchange Commission (SEC) announced the Share Class Selection Disclosure


CAQ discusses lessons learned from “dry runs” on critical audit matters and related questions for audit committees
  • Cooley LLP
  • USA
  • December 12 2018

As you may recall, auditors of large accelerated filers will be required to report on CAMscritical audit mattersin their auditor’s reports for