AND	term1 AND term2	Both terms must be included
OR	term1 OR term2	Either term
NOT	term1 NOT term2	term2 must not appear
""	"term1 term2"	Exact match
()	term1 AND (term2 OR term3)	Grouping terms
?	withdr?w	Single letter wildcard (withdraw, withdrew)
*	withdr*	Multiple letter wildcard (withdraw, withdrawn, withdrawing)
"..."~n	"term1 term2"~n	Proximity (term1 within n words of term2)

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Results:1-10 of 26,876

The Global Corporate Governance Echo Chamber

King & Wood Mallesons
Australia
December 14 2018

In our interconnected world, corporate governance concepts and ideas that grow, mature and reach acceptance in influential offshore jurisdictions

SEC Meeting on December 19, 2018 to Consider Adopting a Disclosure Rule on Hedging by Employees or Directors

Weil Gotshal & Manges LLP
USA
December 14 2018

The U.S. Securities and Exchange Commission recently announced that at its upcoming meeting scheduled for Wednesday, December 19, 2018, it will vote

United States: What happened in 2018 and significant events in 2019

Linklaters LLP
USA
December 14 2018

Although there was much talk of major legislative changes, less happened on the U.S. Congressional front than expected. Much of the changes in the U.S

Stock Option Back Dating Again? Well, Not Quite

Winston & Strawn LLP
USA
December 13 2018

In 2005, I posted on the major scandal involving companies’ backdating stock option awards. The first hint that a problem existed in this area was an

Cybersecurity Update: First SEC Enforcement Action Involving the Identity Theft Red Flags Rule Results in Settlement

Dickinson Wright
USA
December 13 2018

On September 26, 2018, the Securities and Exchange Commission announced that a settlement was reached in its first enforcement action involving the

SEC's first crypto-exchange enforcement action dodges a key question

Venable LLP
USA
December 12 2018

On November 8, 2018, the Securities and Exchange Commission (SEC) entered into a consent order with Zachary Coburn, the founder of EtherDelta, in its

Nota Bene Episode 15: C-Suite Trades: Three Developments Insiders Need to Know

Sheppard Mullin Richter & Hampton LLP
USA
December 12 2018

The rules surrounding insider trading and securities violations are extensive and can be complicated. In order to determine if an executive selling or

SEC Expands Order Handling Disclosure Requirements for Broker-Dealers

Jones Day
USA
December 12 2018

The Securities and Exchange Commission has amended its rules to require broker-dealers to disclose more information about their order routing

The other shoe has dropped - The SEC follows up with firms that didn’t self-report under the share class initiative

Eversheds Sutherland (US) LLP
USA
December 12 2018

On February 12, 2018, the Division of Enforcement of the US Securities and Exchange Commission (SEC) announced the Share Class Selection Disclosure

CAQ discusses lessons learned from “dry runs” on critical audit matters and related questions for audit committees

Cooley LLP
USA
December 12 2018

As you may recall, auditors of large accelerated filers will be required to report on CAMscritical audit mattersin their auditor’s reports for

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