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Hunton Andrews Kurth LLP | USA | 27 Jul 2018
SEC Denies Application for Bitcoin ETF
In a lengthy order issued on July 26, 2018, by a 3-1 vote the U.S. Securities and Exchange Commission (“SEC”) denied an application by the CBOE Bats…
HFW | United Kingdom | 17 Jul 2018
A practical guide to hedging: should you hedge or already be hedged when your counterparty defaults?
Hedging is an issue that is central to the business of many commodity traders. It is also a topic that is the subject of increasing focus in the legal…
Katten Muchin Rosenman LLP | European Union | 29 Jun 2018
European Commission Confirms MiFID II Ancillary Exemption Test on An Entity-By-Entity Basis
In a May 31 letter, the Vice President of the European Commission (EC), Valdis Dombrovskis, provided confirmation to the Chair of the European…
Clyde & Co LLP | USA | 25 May 2018
Commodity Exchanges in Tanzania
TMX is set to be the first commodity exchange in Tanzania, with a key focus on agricultural commodities. According to the National Bureau of…
Pillsbury | European Union, OECD, United Kingdom, etc. | 12 Mar 2018
Annual Compliance Obligations What you Need to Know
This alert contains a summary of the primary annual and periodic compliance-related obligations that may apply to investment advisers registered with…
Baker McKenzie | Africa, South Africa, United Kingdom | 2 Mar 2018
Mining Indaba 2018 - Baker McKenzie Post-conference Wrap Up
With roughly the same number of people as China or India, the African continent…
Sidley Austin LLP | USA | 28 Feb 2018
2018 Update for Investment Advisers Important Annual Requirements; 2018 SEC Exam Priorities; Recent SEC Enforcement Initiatives
Investment advisers registered with the Securities and Exchange Commission (SEC) (each, an RIA) are subject to certain annual requirements under the…
Reed Smith LLP | United Kingdom | 20 Feb 2018
Due diligence for energy and commodity asset acquisitions: regulatory considerations
This is the third article in our series, focusing on mergers and acquisitions in the energy and commodities sector. The first article covered key…
Barnes & Thornburg LLP | USA | 19 Feb 2018
Cybersecurity: CFTC Brings Enforcement Action For Faulty IT System
This past week, the Commodity Futures Trading Commission (CFTC) settled an enforcement action in which it had alleged that Futures Commission…
Vedder Price PC | USA | 16 Feb 2018
Annual Compliance Obligation Reminders
Investment advisers registered with the U.S. Securities and Exchange Commission (“SEC”) or with a state (“Advisers”) as well as commodity pool…
