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Al Tamimi & Company | United Arab Emirates, Global | 4 Sep 2018
Equity Capital Markets in the UAE
A structured guide to equity capital markets in the UAE
Hunton Andrews Kurth LLP | USA | 27 Jul 2018
SEC Denies Application for Bitcoin ETF
In a lengthy order issued on July 26, 2018, by a 3-1 vote the U.S. Securities and Exchange Commission (“SEC”) denied an application by the CBOE Bats
HFW | United Kingdom | 17 Jul 2018
A practical guide to hedging: should you hedge or already be hedged when your counterparty defaults?
Hedging is an issue that is central to the business of many commodity traders. It is also a topic that is the subject of increasing focus in the legal
Katten Muchin Rosenman LLP | European Union | 29 Jun 2018
European Commission Confirms MiFID II Ancillary Exemption Test on An Entity-By-Entity Basis
In a May 31 letter, the Vice President of the European Commission (EC), Valdis Dombrovskis, provided confirmation to the Chair of the European
Clyde & Co LLP | USA | 25 May 2018
Commodity Exchanges in Tanzania
TMX is set to be the first commodity exchange in Tanzania, with a key focus on agricultural commodities. According to the National Bureau of
Pillsbury | USA, United Kingdom, OECD, etc. | 12 Mar 2018
Annual Compliance Obligations What you Need to Know
This alert contains a summary of the primary annual and periodic compliance-related obligations that may apply to investment advisers registered with
Baker McKenzie | South Africa, United Kingdom, Africa | 2 Mar 2018
Mining Indaba 2018 - Baker McKenzie Post-conference Wrap Up
With roughly the same number of people as China or India, the African continent
Sidley Austin LLP | USA | 28 Feb 2018
2018 Update for Investment Advisers Important Annual Requirements; 2018 SEC Exam Priorities; Recent SEC Enforcement Initiatives
Investment advisers registered with the Securities and Exchange Commission (SEC) (each, an RIA) are subject to certain annual requirements under the
Reed Smith LLP | United Kingdom | 20 Feb 2018
Due diligence for energy and commodity asset acquisitions: regulatory considerations
This is the third article in our series, focusing on mergers and acquisitions in the energy and commodities sector. The first article covered key
Barnes & Thornburg LLP | USA | 19 Feb 2018
Cybersecurity: CFTC Brings Enforcement Action For Faulty IT System
This past week, the Commodity Futures Trading Commission (CFTC) settled an enforcement action in which it had alleged that Futures Commission
