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623 results found

Article

Vinson & Elkins LLP | USA | 20 Feb 2019

Meet the New Fraud, Same as the Old Fraud: 10th Circuit Holds Anti-Fraud Provisions of Securities Act Once Again Apply Abroad

On January 24, 2019, the Tenth Circuit held in SEC v. Scoville that the antifraud provisions of the federal securities laws once again have

Article

Eversheds Sutherland (US) LLP | USA | 5 Dec 2018

Federal judge finds in favor of defendants Donald Wilson and DRW Investments, LLC in market manipulation case brought by the CFTC

On November 30, 2018, nearly two years after the trial concluded, the US District Court for the Southern District of New York found in favor of

Article

Cozen O'Connor | USA | 21 Jun 2018

The State AG Report Weekly Update June 21, 2018

The U.S. District Court for the Southern District of New York held in Consumer Financial Protection Bureau v. RP Legal Funding, LLC that the structure

Article

Proskauer Rose LLP | USA | 26 Mar 2018

California Employment Law Notes - March 2018

T.J. Simers, a well-known sports columnist for the Los Angeles Times, alleged disability and age discrimination and constructive discharge - Simers

Article

Saul Ewing Arnstein & Lehr LLP | USA | 22 Nov 2017

Is an Internal Whistleblower a “Whistleblower” Entitled to Anti-Retaliation Protection Under the Dodd-Frank Act?

Who is a “whistleblower” entitled to protection under the anti-retaliation provisions of the Dodd-Frank Act (the “Act”)? In Digital Realty Trust, Inc

Article

Dechert LLP | USA | 16 Mar 2017

Ninth Circuit Joins Second Circuit in Adopting Broad Definition of “Whistleblower” Under The Dodd-Frank Act

A divided panel of the U.S. Court of Appeals for the Ninth Circuit recently ruled in Somers v. Digital Realty Trust Inc.1 that the Dodd-Frank Act's

Article

Manatt Phelps & Phillips LLP | USA, Ireland | 22 Dec 2016

Keeping an Eye OutUpdates and Briefly Noted

We last covered the SEC’s Whistleblower Program in our November 2016 newsletterunder “Give a Little WhistleSEC Whistleblower Program Update.” Some

Article

Cozen O'Connor | USA | 23 Nov 2016

The State AG Report Weekly Update November 23, 2016

The Consumer Financial Protection Bureau (“CFPB”) filed a lawsuit against Access Funding, LLC, Reliance Funding, LLC, and its owners and related

Article

Proskauer Rose LLP | USA | 16 Aug 2016

Wisconsin District Court Follows 5th Circuit: Internal Tipsters Are Not Considered “Whistleblowers” Under Dodd-Frank

On August 12, 2016, the U.S. District Court for the Eastern District of Wisconsin in Lamb v. Rockwell Automation Inc., No. 15-CV-1415-JPS (E.D. Wis

Article

Proskauer Rose LLP | USA | 12 Aug 2016

SEC Whistleblower Enforcement Settlement Reminds Private Fund Sponsors to Review Organizational Policies and Procedures for Compliance with Governmental Whistleblower Programs

A recent SEC settlement of whistleblower charges should serve as a useful reminder for private fund sponsors to conduct a comprehensive review of

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