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257 results found

Article

Pillsbury | USA | 13 Oct 2011

California pay-to-play rule: SB 398 signed into law and is effective immediately

On October 9, 2011 Governor Brown signed into law Senate Bill 398 which is intended to clarify the current law regarding placement agents and lobbyist requirements.

Article

Paul Weiss | USA | 21 Apr 2010

Newly enacted laws affecting private funds

On December 30, 2009, the SEC published a release adopting certain amendments to the custody and recordkeeping rules applicable to registered investment advisers under the Advisers Act and related forms (the "Release").

Article

Alston & Bird LLP | USA | 11 Jan 2010

SEC adopts amendments to the investment adviser custody rule

On December 30, 2009, the Securities and Exchange Commission (SEC) issued an adopting release for amendments (the "Amendments") to the custody requirements under the Investment Advisers Act of 1940 (the "Advisers Act").

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