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Hogan Lovells | European Union, United Kingdom | 14 Feb 2020

FIG Bulletin, 14 February 2020

The Financial Conduct Authority (FCA) has published a Dear CEO letter to firms in its "Platforms" portfolio, setting out the FCA's key concerns and…
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Squire Patton Boggs | United Kingdom | 22 Jan 2020

FSCS levy to rise

The Financial Services Compensation Scheme’s (“FSCS“) levy for management expenses will increase by nearly 5% to £78.2 million, for the period 2020/21…
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Macfarlanes LLP | European Union, United Kingdom | 8 May 2019

Investment Management Update

The Financial Conduct Authority (FCA) has published a speech by Andrew Bailey, Chief Executive of the FCA, on the future of the financial conduct…
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Macfarlanes LLP | European Union, United Kingdom | 10 Apr 2019

Investment Management Update

Conduct risk in market transactions: FMSB statements of good practice The FICC Markets Standards Board (FMSB) has published statements of good…
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SandRun Risk | United Kingdom | 6 Apr 2019

The UK and London Insurance Market Legacy Research - Part II

​Ian Pelham, Senior Vice President of InSolutions Ltd, England, explains that many UK companies are facing legacy employers’ liability claims. The…
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Boyes Turner LLP | United Kingdom | 13 Mar 2019

Pension mis-selling - have you been affected?

Although for some, future retirement plans seem too far in the distance, it is a decision that shouldn’t be taken lightly to ensure that your…
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Squire Patton Boggs | European Union, United Kingdom | 5 Mar 2019

FCA Releases Final Brexit Guidance to Financial Sector

The Financial Conduct Authority published a policy statement on 28 February 2019 setting out near-final rules and guidance that will apply to…
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CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 27 Dec 2018

The FCA proposes reform on charges for overdrafts

On 18th December 2018, the FCA announced radical proposals to reform how banks charge for overdrafts. The FCA’s Chief Executive, Andrew…
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Clyde & Co LLP | United Kingdom | 22 Nov 2018

FCA confirms changes to professional indemnity insurance for personal investment firms

In our May 2018 note, we discussed aspects of the Financial Conduct Authority (FCA) consultation paper CP18/11 ("Reviewing the funding of the…
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Macfarlanes LLP | United Kingdom | 7 Nov 2018

Fair pricing: FCA discussion paper

In light of the Financial Conduct Authority's (FCA) research note 'Price discrimination in financial services: How should we deal with questions of…
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