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Results:1-10 of 4,263

One-Two-Three Punch: SEC and FINRA Announce Actions Against Unregistered Broker, Digital Asset Manager and FINRA Registered Person
  • Sidley Austin LLP
  • USA
  • September 18 2018

On September 11, the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) separately announced three “first of


Security Recommendations for Mobile Health Apps
  • Drinker Biddle & Reath LLP
  • USA
  • September 14 2018

Expanded use of Electronic Health Records (EHRs) is an integral component of the ongoing modernization of the U.S. health care system through


CSA Amends Requirements for Reporting Exempt Distributions
  • Fasken
  • Canada
  • September 12 2018

The Canadian Securities Administrators (CSA) published amendments (Amendments) to National Instrument 45-106 Prospectus Exemptions and CSA Staff


California amends Consumer Privacy Act to clarify exemptions and fix some technical deficiencies, but significant work remains
  • DLA Piper
  • USA
  • September 10 2018

Sixty-four days after the California Assembly and Senate hastily passed the landmark California Consumer Privacy Act (CCPA), the legislature passed SB


Executive Order Seeks to Reduce Retirement Plan Burdens and Costs
  • Kilpatrick Townsend & Stockton LLP
  • USA
  • September 5 2018

On August 31, 2018, President Trump issued an Executive Order on “Strengthening Retirement Security in America.” The Executive Order is intended to


SEC Proposes to Simplify Debt Offering Disclosures
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • September 4 2018

In July, the Securities and Exchange Commission (SEC) proposed amendments to streamline financial disclosure requirements for two categories of market


Enforcement of loans, guarantees and security documentation in Mexico
  • SOLCARGO
  • Mexico, Global
  • September 3 2018

A structured guide to enforcement of loans, guarantees and security documentation in Mexico


Enforcement of loans, guarantees and security documentation in Azerbaijan
  • BM Morrison Partners
  • Azerbaijan, Global
  • September 3 2018

A structured guide to enforcement of loans, guarantees and security documentation in Azerbaijan


Security and asset classes in Azerbaijan
  • BM Morrison Partners
  • Azerbaijan, Global
  • September 3 2018

A structured guide to security and asset classes in Azerbaijan


Security and asset classes in Belgium
  • ALTIUS
  • Belgium, Global
  • September 3 2018

A structured guide to security and asset classes in Belgium