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The Investment Lawyer - Covering Legal and Regulatory Issues of Asset Management
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • May 4 2018

On February 7, 2018, the Securities and Exchange Commission's (SEC) Office of Compliance Inspections and Examinations (OCIE) released its 2018

Will the DOL put the kibosh on ESG investing?
  • Cooley LLP
  • USA
  • May 2 2018

It would be hard to miss the increased focus of investorsespecially institutional investorson environmental, social and governance issues. From

First-Time Fund Managers and Seeding Arrangements
  • K&L Gates
  • USA
  • March 12 2018

On a global basis, private equity funds saw a surge in assets under management in 2017, with 921 private equity funds reaching a final close and over

Fund finance - another string to the bow of Guernsey
  • Guernsey Finance
  • Guernsey
  • February 16 2018

With the good news that the EU Council of Finance Ministers, ECOFIN, formally reaffirmed Guernsey's status as a cooperative jurisdiction, which should

SEC Amendments to Form ADV: What’s New?
  • Drinker Biddle & Reath LLP
  • USA
  • February 15 2018

On August 25, 2016, the Securities and Exchange Commission (SEC) adopted various amendments to Part 1A of the Form ADV (“Form ADV”) filed by

Real Estate in the USA
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA, Global
  • December 7 2017

A structured guide to real estate laws in the USA

The FAIR Act: Providing a Safe Harbor for ETF Research Reports
  • K&L Gates
  • USA
  • December 4 2017

Investor demand for transparent, diversified, low-cost, passive investment products has accelerated over the last decade, and exchange-traded funds

IOSCO publishes its fourth hedge fund survey report
  • Dechert LLP
  • Global
  • November 29 2017

The International Organization of Securities Commissions (IOSCO) has published the findings from its fourth hedge fund survey which is based on data

Derivatives Quarterly Newsletter: 3rd Quarter 2017
  • Sidley Austin LLP
  • USA, Global, Hong Kong
  • November 16 2017

On July 6, 2017, the CFTC issued an order to LedgerX LLC (LedgerX), granting it registration as a SEF (SEF Order). In addition, on July 24, 2017

Morgan Stanley Exits, Slams Protocol as “Unsustainable”
  • Burr & Forman LLP
  • USA
  • October 30 2017

Morgan Stanley announced October 30 that it would exit the Protocol for Broker Recruiting, as part of strategy “to refocus recruiting resources on