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Report 528 - The Findings of ASIC's Surveillance Program on Responsible Entities
  • K&L Gates
  • USA, Australia
  • June 29 2017

Earlier this month, the Australian Securities and Investment Commission (ASIC) released its findings from its 2016 surveillance program covering


FDA public workshop on Sentinel Initiative (Jan. 12)
  • Reed Smith LLP
  • USA
  • December 14 2010

FDA is holding its third annual public workshop on the Sentinel Initiative on January 12, 2011.


Rating agency updates
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • November 22 2010

On November 18, Fitch noted that restrictions in dialogue between U.S. CMBS special servicers and rating agencies caused by SEC Rule 17g-5 may have the unintended consequence of producing unnecessary rating volatility.


Rating agency updates
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • July 2 2010

On June 29, Fitch announced that it will begin reviewing ratings on US FFELP student loan ABS based on its updated surveillance criteria which incorporates a more refined approach to basis risk.


Update on Lifemark
  • Norton Rose Fulbright
  • Luxembourg, United Kingdom
  • February 22 2010

The FSA has published a short update on Lifemark S.A. (Lifemark).


Further update on Keydata Investment Services Limited
  • Norton Rose Fulbright
  • United Kingdom
  • February 8 2010

The FSA has issued a short statement providing an update on Keydata Investment Services Limited.





Kimberley Rose
  • Norton Rose Fulbright