Article
DLA Piper | Australia, OECD | 9 May 2017
The Australian Treasurer has handed down his 2017 budget today. In a change from its more dramatic budgets in recent years, the Australian…
Article
Winston & Strawn LLP | USA | 21 Feb 2017
The Securities and Exchange Commission (the “SEC”) filed an action on February 13th in its continued effort to crack down on unregistered brokers. In…
Article
Buckley LLP | USA | 30 Sep 2016
On September 26, the Federal Reserve released a proposed rule that would essentially remove bank holding companies defined to be “large and…
Article
Sullivan & Cromwell LLP | USA | 26 Sep 2016
Federal Reserve Proposes Extraordinary Increase in Capital Requirements for Physical Commodity Activities…
Article
K&L Gates LLP | United Kingdom | 21 Aug 2016
Has the age of the digital bank arrived in the UK? Following the authorisation of Atom Bank last year, 3 additional digital banks have been issued…
Article
Morrison & Foerster LLP | European Union | 3 Aug 2016
On 11 July 2016, the European Banking Authority ("EBA") published a draft of its second Report on the monitoring of Additional Tier 1 ("AT1")…
Article
DAC Beachcroft | United Kingdom | 4 Jul 2016
The Supreme Court has held, by a majority of 3:2, that LBG's enhanced capital notes ("ECNs") can be redeemed early. Lord Neuberger agreed with the…
Article
Mayer Brown | United Kingdom | 20 Jun 2016
In BNY Mellon Corporate Trustee Services Limited v LBG Capital No 1 Plc & Anor [2016] UKSC 29 the Supreme Court has given further guidance on how far…
Article
Morrison & Foerster LLP | USA | 11 Apr 2016
On Monday, April 4, 2016, the Board of Governors of the Federal Reserve System (“Federal Reserve”) proposed a revision to Form FR Y-7Q to incorporate…
Article
Winston & Strawn LLP | USA | 14 Mar 2016
The Securities and Exchange Commission’s (“SEC”) Division of Investment Management recently cautioned mutual funds, exchange traded funds and other…