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186 results found

Article

Slaughter and May | United Kingdom, Global | 8 Mar 2018

Financial Regulation Weekly Bulletin - 8 March 2018

Following the conclusion by the Financial Conduct Authority of its enforcement investigations into the Cooperative Bank plc and related individuals

Article

Stephenson Harwood LLP | European Union | 17 Apr 2012

Debate over “burdensome” MiFID rules

The European Securities and Markets Authority (ESMA) has proposed a number of amendments to the Markets in Financial Instruments Directive (MiFID), including provisions aimed at protecting against mis-selling that will force investment firms to significantly improve their record-keeping arrangements.

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