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Results: 1-10 of 414

US SEC warns about cryptocurrency-based self-directed IRAs
  • Hogan Lovells
  • USA
  • August 20 2018

The US Securities and Exchange Commission (SEC) has advised investors to avoid self-directed individual retirement accounts (IRAs) based on


Quarterly Private Funds Update
  • Weil Gotshal & Manges LLP
  • USA
  • August 14 2018

As anyone paying attention to the business press knows, the soaring popularity (and volatility) of investments in cryptocurrencies, initial coin and


Do You Need a Chief Digital Risk Officer (or Digital Risk Working Group)?
  • Baker & Hostetler LLP
  • USA
  • August 6 2018

Axioms are common in the privacy and security space. One that has been popping up with more frequency is “privacy and security is an enterprise risk


Switzerland Announces ICO Enforcement Action
  • Hunton Andrews Kurth LLP
  • USA
  • August 1 2018

In a terse press release issued July 26, 2018, the Swiss Financial Market Supervisory Authority (“FINMA”) announced that it has launched enforcement


FINRA Encourages Firms to Report Involvement in Activities Related to Digital Assets
  • Steptoe & Johnson LLP
  • USA
  • July 31 2018

In a Regulatory Notice published July 6, 2018, the Financial Industry Regulatory Authority (FINRA) encourages its members to promptly notify FINRA if


SEC Denies Application for Bitcoin ETF
  • Hunton Andrews Kurth LLP
  • USA
  • July 27 2018

In a lengthy order issued on July 26, 2018, by a 3-1 vote the U.S. Securities and Exchange Commission (“SEC”) denied an application by the CBOE Bats


FINRA Issues Digital Asset Notice
  • Dinsmore & Shohl LLP
  • USA
  • July 26 2018

On July 6, 2018, FINRA issued a regulatory notice encouraging member firms to provide notification if the firms, their associated persons or


FINRA Regulatory Notice Encourages Member Firms to Voluntarily Provide Information on Their Digital Asset Activities
  • Drinker Biddle & Reath LLP
  • USA
  • July 24 2018

FINRA recently issued a regulatory notice encouraging member firms to provide notification if either the firms or their associated persons or


FINRA Asks Members to Volunteer Information Regarding Crypto-Asset Activity
  • Katten Muchin Rosenman LLP
  • USA
  • July 15 2018

The Financial Industry Regulatory Authority asked all member firms voluntarily to notify their FINRA Regulatory Coordinator in writing if they, any of


FINRA Encourages Firms To Disclose Activities Related to Digital Assets
  • Katten Muchin Rosenman LLP
  • USA
  • July 13 2018

On July 6, the Financial Industry Regulatory Authority published Regulatory Notice 18-20, which encourages member firms to promptly notify FINRA if