On February 26, 2019, the Ninth Circuit affirmed much of a jury’s approximately $11M verdict finding that a former general counsel was discharged in
The Court of Appeals for the Second Circuit yesterday affirmed the dismissal of a securities class action alleging misrepresentations arising from
Following recent trends, the U.S. Securities and Exchange Commission brought an administrative proceeding against a U.S. issuer for the corrupt
The list below briefly summarizes various regulatory obligations and filing deadlines for private fund managers under U.S. rules. Click here to view
As we have seen repeatedly in the last year, the NLRB has taken it upon itself to police employer policies often finding a phrase or two to be a
Ethics in the conduct of international business has become a priority issue in a globalized context.
The recent adoption in the UK of a broad anti-bribery law, which includes new, specific criminal offenses designed to prevent and punish the use of bribery of foreign public officials to obtain a competitive advantage in international trade, has once again placed public corruption in an international spotlight.
President Barack Obama is expected to sign into law the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") and, in doing so, will dramatically change the securities enforcement landscape through the establishment of a robust whistleblower initiative.
The United States Supreme Court recently handed down Skilling v. United States, a significant decision narrowing the “honest services” portion of the federal fraud statutes, 18 U.S.C. 1346.
There has been a flurry of important Foreign Corrupt Practices Act (FCPA) and other anti-corruption enforcement news in recent days.