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Proskauer Rose LLP | USA | 6 Mar 2019

Ninth Circuit Affirms Most of Jury Verdict in Former GC’s SOX Whistleblower Lawsuit

On February 26, 2019, the Ninth Circuit affirmed much of a jury’s approximately $11M verdict finding that a former general counsel was discharged in


Proskauer Rose LLP | USA | 6 Mar 2019

Second Circuit Rejects Securities Claims Based on Generic Statements About Ethics and Compliance

The Court of Appeals for the Second Circuit yesterday affirmed the dismissal of a securities class action alleging misrepresentations arising from


Proskauer Rose LLP | USA | 27 Feb 2015

Goodyear pays for the sins of its subsidiaries in a $16 million FCPA settlement

Following recent trends, the U.S. Securities and Exchange Commission brought an administrative proceeding against a U.S. issuer for the corrupt


Proskauer Rose LLP | USA, United Kingdom, Brazil | 6 Feb 2014

Private funds in focus

The list below briefly summarizes various regulatory obligations and filing deadlines for private fund managers under U.S. rules. Click here to view


Proskauer Rose LLP | USA | 15 Mar 2013

NLRB pulls back a little more on policy frenzy, finds Code of Conduct does not violate the Act

As we have seen repeatedly in the last year, the NLRB has taken it upon itself to police employer policies often finding a phrase or two to be a


Proskauer Rose LLP | European Union, France | 31 Aug 2010

Fight against corruption in the EU and in France

Ethics in the conduct of international business has become a priority issue in a globalized context.


Proskauer Rose LLP | United Kingdom | 29 Jul 2010

Anti-bribery training in the UK a new duty for employers

The recent adoption in the UK of a broad anti-bribery law, which includes new, specific criminal offenses designed to prevent and punish the use of bribery of foreign public officials to obtain a competitive advantage in international trade, has once again placed public corruption in an international spotlight.


Proskauer Rose LLP | USA | 20 Jul 2010

Wanted dead or alive: whistleblower bounties for FCPA and securities law violators

President Barack Obama is expected to sign into law the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") and, in doing so, will dramatically change the securities enforcement landscape through the establishment of a robust whistleblower initiative.


Proskauer Rose LLP | USA | 28 Jun 2010

U.S. Supreme Court narrows scope of "honest services" prosecution

The United States Supreme Court recently handed down Skilling v. United States, a significant decision narrowing the “honest services” portion of the federal fraud statutes, 18 U.S.C. 1346.


Proskauer Rose LLP | USA, Global | 22 Apr 2010

Recent FCPA and anti-corruption news highlights the ever-growing importance of effective FCPA compliance programs

There has been a flurry of important Foreign Corrupt Practices Act (FCPA) and other anti-corruption enforcement news in recent days.

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