PRO Compliance | Australia, Canada, European Union, etc. | 5 Jun 2020
As businesses prepare to resume operations amidst social distancing, Lexology Pro Compliance takes a look at some of the most informative articles published on Lexology this fortnight for compliance teams to stay up-to-date with some of the biggest challenges, including key guidance from regulators around the world and practical tips to manage business responses to a new normal.
K2 Intelligence/Financial Integrity Network | Global, USA | 5 Jun 2020
Many private sector firms may understand the important role economic sanctions play in U.S. foreign policy. However, many businesses that operate…
K2 Intelligence/Financial Integrity Network | European Union, South Korea, USA | 4 Jun 2020
The growing rigor of virtual asset service provider (VASP) regulation and supervision globally has strengthened the compliance focus of leading VASPs…
K2 Intelligence/Financial Integrity Network | China, Global, USA | 20 May 2020
It has been a rough few months for Luckin Coffee. The company once compared as China’s homegrown Starbucks ignited controversy when it disclosed…
PRO Compliance | Australia, Canada, European Union, etc. | 18 May 2020
Justine Sacarello, head of legal risk management at Lloyds Banking Group, considers why crisis management is most effective in a company that balances a trusting culture against flexible business models.
Sheppard Mullin Richter & Hampton LLP | USA | 14 May 2020
On May 12, 2020, speaking at the Securities Enforcement Forum West 2020, Steven Peikin, the co-Director of the Securities and Exchange Commission…
PRO Compliance | European Union, Global, United Kingdom, etc. | 14 May 2020
Lexology Pro Compliance provides an overview of some of their heightened anti-corruption and bribery risks faced by compliance teams in the context of COVID-19, as well as some guidelines on how to respond to the challenges, advice from regulators and insights from experienced compliance professionals.
PRO Compliance | Australia, Canada, European Union, etc. | 7 May 2020
Rebecca Rohr, VP for anti-corruption and global trade, ethics & compliance office at Hewlett Packard Enterprise, discusses why shifting to remote anti-corruption due diligence practices and reinforcing ethical conduct will protect companies during and after the COVID-19 crisis.
K2 Intelligence/Financial Integrity Network | Global, USA | 6 May 2020
Beneficial ownership is a topic which presents significant challenges to compliance officers charged with untangling a web of ownership interests…
PRO Compliance | European Union, Global, Netherlands, etc. | 4 May 2020
In the second of a two-part series on sharing health data to fight covid-19, Samantha Gilbert analyses guidance from UK and EU regulators and explores how compliance teams can rely on well-documented decision-making to ensure “proportionate” data sharing.