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18,515 results found

Article

PRO Compliance | Australia, Canada, European Union, etc. | 5 Jun 2020

COVID-19: Key updates for compliance teams

As businesses prepare to resume operations amidst social distancing, Lexology Pro Compliance takes a look at some of the most informative articles published on Lexology this fortnight for compliance teams to stay up-to-date with some of the biggest challenges, including key guidance from regulators around the world and practical tips to manage business responses to a new normal.
Article

K2 Intelligence/Financial Integrity Network | Global, USA | 5 Jun 2020

Navigating the Sanctions Minefield: What Every Global Business Should Know

Many private sector firms may understand the important role economic sanctions play in U.S. foreign policy. However, many businesses that operate…
Article

K2 Intelligence/Financial Integrity Network | European Union, South Korea, USA | 4 Jun 2020

Growing Regulatory Convergence Offers Opportunities for Compliant VASPs

The growing rigor of virtual asset service provider (VASP) regulation and supervision globally has strengthened the compliance focus of leading VASPs…
Article

K2 Intelligence/Financial Integrity Network | China, Global, USA | 20 May 2020

Coffee Woes Continue

It has been a rough few months for Luckin Coffee. The company once compared as China’s homegrown Starbucks ignited controversy when it disclosed…
Article

PRO Compliance | Australia, Canada, European Union, etc. | 18 May 2020

COVID-19: Crisis management lessons from the financial services industry

Justine Sacarello, head of legal risk management at Lloyds Banking Group, considers why crisis management is most effective in a company that balances a trusting culture against flexible business models.
Article

Sheppard Mullin Richter & Hampton LLP | USA | 14 May 2020

SEC Co-Director of Enforcement Outlines Division’s Response to COVID-19

On May 12, 2020, speaking at the Securities Enforcement Forum West 2020, Steven Peikin, the co-Director of the Securities and Exchange Commission…
Article

PRO Compliance | European Union, Global, United Kingdom, etc. | 14 May 2020

COVID-19 & anti-corruption: What compliance teams need to know

Lexology Pro Compliance provides an overview of some of their heightened anti-corruption and bribery risks faced by compliance teams in the context of COVID-19, as well as some guidelines on how to respond to the challenges, advice from regulators and insights from experienced compliance professionals.
Article

PRO Compliance | Australia, Canada, European Union, etc. | 7 May 2020

COVID-19: Bolstering anti-corruption compliance during a crisis

Rebecca Rohr, VP for anti-corruption and global trade, ethics & compliance office at Hewlett Packard Enterprise, discusses why shifting to remote anti-corruption due diligence practices and reinforcing ethical conduct will protect companies during and after the COVID-19 crisis.
Article

K2 Intelligence/Financial Integrity Network | Global, USA | 6 May 2020

Beneficial Ownership: Current Challenges Met with Opportunity

Beneficial ownership is a topic which presents significant challenges to compliance officers charged with untangling a web of ownership interests…
Article

PRO Compliance | European Union, Global, Netherlands, etc. | 4 May 2020

COVID-19: Sharing health data in the UK and EU

In the second of a two-part series on sharing health data to fight covid-19, Samantha Gilbert analyses guidance from UK and EU regulators and explores how compliance teams can rely on well-documented decision-making to ensure “proportionate” data sharing.
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