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Results:1-10 of 176

U.S. SEC and CFTC Fiscal Year 2018 Whistleblower Reports Chart Dramatic Escalation of Whistleblower Programs
  • Sidley Austin LLP
  • USA
  • December 3 2018

The U.S. Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission(CFTC) Offices of the Whistleblower have issued their


Government Seeks Feedback on New Medicare Part B Payment Reform Options
  • Sidley Austin LLP
  • USA
  • November 7 2018

Stakeholders have until December 31, 2018 to comment on a significant new set of Medicare Part B payment reform options aimed at lowering drug costs


Security-Based Swap Rules Back on Track: SEC Reopens Comment Period for Proposals
  • Sidley Austin LLP
  • USA
  • October 18 2018

Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank) gives the U.S. Securities and Exchange Commission


HHS Secretary Azar Announces DTC Drug Price Transparency Proposal, Foreshadows Additional Regulatory Action to Address Drug Prices
  • Sidley Austin LLP
  • USA
  • October 16 2018

On October 15, 2018, Secretary of Health and Human Services (HHS) Alex Azar delivered remarks at a National Academy of Medicine event in which he


One-Two-Three Punch: SEC and FINRA Announce Actions Against Unregistered Broker, Digital Asset Manager and FINRA Registered Person
  • Sidley Austin LLP
  • USA
  • September 18 2018

On September 11, the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) separately announced three “first of


The Sheriffs are in Town: Recent Developments in ICO Enforcement and Investor Education
  • Sidley Austin LLP
  • USA
  • September 7 2018

In the months following director William Hinman’s noteworthy speech on whether and when a digital asset is subject to securities laws, U.S. regulators


HHS Secretary Azar Signals Future Changes to Federal Health Privacy Regulations
  • Sidley Austin LLP
  • USA
  • August 6 2018

In a recent speech outlining the Trump Administration’s healthcare regulatory reform efforts, Secretary of Health and Human Services (HHS) Alex Azar


SEC Adopts New Disclosure Regime for NMS Stock ATSs
  • Sidley Austin LLP
  • USA
  • August 1 2018

On July 18, the U.S. Securities and Exchange Commission (SEC) voted unanimously to adopt amendments to Regulation ATS1 that would require alternative


Initial Margin Requirements on the Horizon: FAQs for Buy Side Firms
  • Sidley Austin LLP
  • USA, Global
  • July 31 2018

The regulatory requirements for posting and collecting initial margin (IM) currently apply principally to the uncleared over-the-counter (OTC)


Investment Funds, Advisers and Derivatives - Mid-Year Recap of Our 2018 Client Updates
  • Sidley Austin LLP
  • USA
  • July 12 2018

As the developments affecting the investment management industry continue to unfold, we have once again prepared our semi-annual compendium of