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Lexology PRO | Asia-Pacific, Australia, Canada, etc. | 15 Apr 2021
Cryptocurrency: Key risks and guidance for businesses
Tips on how to respond to the changing regulatory landscape for cryptocurrencies and assets in key jurisdictions around the globe.
Schulte Roth & Zabel LLP | USA | 23 Nov 2020
New SEC Guidance on Compliance Responsibilities of Fund Managers and Chief Compliance Officers
On Nov. 19, 2020, the SEC’s Office of Compliance Inspections and Examinations and its director provided unprecedented guidance with respect to the…
Macfarlanes LLP | European Union, United Kingdom | 17 Sep 2020
Investment management update- 17 September 2020
Welcome to the September 2020 edition of our investment management update. This publication has been tailored to highlight topical news, cases and…
PRO Compliance | United Kingdom | 5 Aug 2020
Investment software deal blocked in UK
The UK’s antitrust enforcer has provisionally blocked an already completed deal between investment platform software providers FNZ and GBST, but said the partial divestiture of the latter company could remedy its concerns.
Macfarlanes LLP | United Kingdom | 27 Apr 2020
A chance for investment managers to look forward?
On 22 April 2020, the Investment Association hosted a webinar on the impact Covid-19 has had on firms’ operational resilience. In the webinar, the…
Troutman Pepper | USA | 25 Feb 2020
Protecting Intellectual Property
Gregory J. Nowak, a partner and practice leader for Hedge Funds in Pepper Hamilton’s Private Fund Services Practice Group, hosts a series of candid…
Baker McKenzie | USA | 28 Oct 2019
SEC Staff Publishes Guidance on Investment Adviser Disclosure of Financial Conflicts of Interest
The Division of Investment Management recently issued guidance on the obligation of investment advisers to disclose financial conflicts of interest…
Skadden Arps Slate Meagher & Flom LLP | USA | 25 Jul 2019
SEC Staff Encourages Proactive Approach to Libor Transition Issues
On July 12, 2019, the staff of the Division of Corporation Finance, Division of Investment Management, Division of Trading and Markets, and Office of…
Paksoy | Turkey | 17 Apr 2019
Alternative Investment Instruments: Real Estate Investment Funds
Real estate investment funds are one of the collective investment instruments available under Turkish law. As of 4 April 2019, there are 34 real…
Herbert Smith Freehills LLP | European Union, United Kingdom | 17 Apr 2019
Impact of Article 50 extension on the UK Temporary Permissions Regime
Following the agreement last week between the UK and the EU to extend Article 50 until 31 October 2019 11pm GMT (see our earlier post), the FCA has…
