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Analysis PRO

Lexology PRO | Asia-Pacific, Australia, Canada, etc. | 15 Apr 2021

Cryptocurrency: Key risks and guidance for businesses

Tips on how to respond to the changing regulatory landscape for cryptocurrencies and assets in key jurisdictions around the globe.

Schulte Roth & Zabel LLP | USA | 23 Nov 2020

New SEC Guidance on Compliance Responsibilities of Fund Managers and Chief Compliance Officers

On Nov. 19, 2020, the SEC’s Office of Compliance Inspections and Examinations and its director provided unprecedented guidance with respect to the…

Macfarlanes LLP | European Union, United Kingdom | 17 Sep 2020

Investment management update- 17 September 2020

Welcome to the September 2020 edition of our investment management update. This publication has been tailored to highlight topical news, cases and…
Analysis PRO In-house

PRO Compliance | United Kingdom | 5 Aug 2020

Investment software deal blocked in UK

The UK’s antitrust enforcer has provisionally blocked an already completed deal between investment platform software providers FNZ and GBST, but said the partial divestiture of the latter company could remedy its concerns.

Macfarlanes LLP | United Kingdom | 27 Apr 2020

A chance for investment managers to look forward?

On 22 April 2020, the Investment Association hosted a webinar on the impact Covid-19 has had on firms’ operational resilience. In the webinar, the…

Troutman Pepper | USA | 25 Feb 2020

Protecting Intellectual Property

Gregory J. Nowak, a partner and practice leader for Hedge Funds in Pepper Hamilton’s Private Fund Services Practice Group, hosts a series of candid…

Baker McKenzie | USA | 28 Oct 2019

SEC Staff Publishes Guidance on Investment Adviser Disclosure of Financial Conflicts of Interest

The Division of Investment Management recently issued guidance on the obligation of investment advisers to disclose financial conflicts of interest…

Skadden Arps Slate Meagher & Flom LLP | USA | 25 Jul 2019

SEC Staff Encourages Proactive Approach to Libor Transition Issues

On July 12, 2019, the staff of the Division of Corporation Finance, Division of Investment Management, Division of Trading and Markets, and Office of…

Paksoy | Turkey | 17 Apr 2019

Alternative Investment Instruments: Real Estate Investment Funds

Real estate investment funds are one of the collective investment instruments available under Turkish law. As of 4 April 2019, there are 34 real…

Herbert Smith Freehills LLP | European Union, United Kingdom | 17 Apr 2019

Impact of Article 50 extension on the UK Temporary Permissions Regime

Following the agreement last week between the UK and the EU to extend Article 50 until 31 October 2019 11pm GMT (see our earlier post), the FCA has…
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