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4,816 results found

Article

Macfarlanes LLP | United Kingdom | 27 Apr 2020

A chance for investment managers to look forward?

On 22 April 2020, the Investment Association hosted a webinar on the impact Covid-19 has had on firms’ operational resilience. In the webinar, the…
Audio

Pepper Hamilton LLP | USA | 25 Feb 2020

Protecting Intellectual Property

Gregory J. Nowak, a partner and practice leader for Hedge Funds in Pepper Hamilton’s Private Fund Services Practice Group, hosts a series of candid…
Article

Baker McKenzie | USA | 28 Oct 2019

SEC Staff Publishes Guidance on Investment Adviser Disclosure of Financial Conflicts of Interest

The Division of Investment Management recently issued guidance on the obligation of investment advisers to disclose financial conflicts of interest…
Article

Skadden Arps Slate Meagher & Flom LLP | USA | 25 Jul 2019

SEC Staff Encourages Proactive Approach to Libor Transition Issues

On July 12, 2019, the staff of the Division of Corporation Finance, Division of Investment Management, Division of Trading and Markets, and Office of…
Article

Paksoy | Turkey | 17 Apr 2019

Alternative Investment Instruments: Real Estate Investment Funds

Real estate investment funds are one of the collective investment instruments available under Turkish law. As of 4 April 2019, there are 34 real…
Article

Herbert Smith Freehills LLP | European Union, United Kingdom | 17 Apr 2019

Impact of Article 50 extension on the UK Temporary Permissions Regime

Following the agreement last week between the UK and the EU to extend Article 50 until 31 October 2019 11pm GMT (see our earlier post), the FCA has…
Article

Kilpatrick Townsend & Stockton LLP | USA | 15 Apr 2019

SEC Loosens In-Person Voting Requirements for Mutual Fund and other Registered Investment Company Boards

As just about everyone who operates in the mutual fund, closed-end fund or exchange-traded fund (ETF) industries knows, the Investment Company Act of…
Article

Arthur Cox | European Union, United Kingdom | 12 Apr 2019

Legal and Regulatory Update April 2019

Building on its policy and supervisory convergence work on closet indexing and the impact this can have on fund costs and ultimately investor returns…
Article

Slaughter and May | United Kingdom | 29 Mar 2019

Pensions Bulletin - 29 March 2019

Trustees will face new duties regarding their relationship with their investment consultants and fiduciary managers, including mandatory tendering…
Article

Freshfields Bruckhaus Deringer | European Union, United Kingdom | 29 Mar 2019

Belgian Brexit Law - Impact on financial services

Yesterday, 28 March 2019, the Belgian parliament approved the law on the withdrawal of the UK from the European Union (the Belgian Brexit Law). The…
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