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SEC chairman speaks of next steps in regulatory reform
  • Stikeman Elliott LLP
  • Canada
  • August 5 2010

With the recent approval of financial regulatory reform legislation in the United States, SEC Chairman Mary Schapiro provided an outline of next steps in a speech last week to the Center for Capital Markets Competitiveness in Washington D.C.

Federal government releases draft PPN regulations
  • Stikeman Elliott LLP
  • Canada
  • November 28 2007

On November 24, 2007, Canada’s federal Department of Finance announced proposed new regulations under the Bank Act, Cooperative Credit Associations Act and Trust and Loan Companies Act that will apply to Principal Protected Notes (PPNs).

Dorian Drew
  • Norton Rose Fulbright