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Lexology PRO | European Union, Gibraltar, United Kingdom | 17 Apr 2023
The UK Consumer Duty: what businesses need to do
What actions should financial institutions be prioritising now to meet the 31 July 2023 UK Consumer Duty implementation deadline?
Lexology PRO | European Union, Gibraltar, United Kingdom | 12 Apr 2023
The UK Consumer Duty: what businesses need to know
A look at the key changes that will be imposed under the UK Consumer Duty and the implications for financial services institutions, from tighter governance to tailored training.
Lexology PRO | European Union | 3 Feb 2023
Commission’s EMIR 3.0 plans “harmful to capital markets”, ISDA says
ISDA and three other industry bodies have told the European Commission its “EMIR 3.0” plans – including a requirement for an active EU-based CCP account from firms subject to the EU clearing obligation – will make EU firms less competitive.
Lexology PRO | Asia-Pacific, Bolivia, European Union, etc. | 27 Oct 2022
Anti-corruption and AML: key compliance updates (13 – 26 Oct)
A US CBDC remains “highly sceptical,” a French cement company is fined US$778 million for terrorist financing, and a former Bolivian Minister pleads guilty to accepting bribes – plus other key updates.
Bryan Cave Leighton Paisner LLP | United Kingdom | 4 Mar 2022
HM Treasury response to UK Prospectus Regime Review
As recommended by Lord Hill, the Government has set out its policy approach to reform the UK Prospectus regime. This includes separating the…
Bryan Cave Leighton Paisner LLP | United Kingdom | 27 Oct 2021
FCA finalises its rulebook for the new UK authorised open-ended fund to invest in illiquid assets: the Long Term Asset Fund (LTAF)
The FCA’s Policy Statement published on 25 October 2021 provides feedback to its May 2021 consultation (the Consultation) and sets out the final…
VISCHER AG | Switzerland | 2 Sep 2021
Sparks: New Equity Segment for SMEs at the SIX Swiss Exchange
On 8 July 2021, SIX Swiss Exchange ("SIX") announced the launch of a new equity segment "Sparks" for small and medium-sized enterprises…
Lexology PRO | Asia-Pacific, Australia, Canada, etc. | 15 Apr 2021
Cryptocurrency: Key risks and guidance for businesses
Tips on how to respond to the changing regulatory landscape for cryptocurrencies and assets in key jurisdictions around the globe.
Osborne Clarke | United Kingdom | 12 Feb 2020
New diversity and inclusion guidance from AIMA
In November 2019, the Alternative Investment Management Association AIMA launched its new diversity and inclusion guide to the global hedge fund…
Khaitan & Co | India | 19 Jul 2019
Analyzing the Impact of the Budget on the Funds Industry: The Times they are A-Changing!
Following the proposals put forward by the Union Minister of Finance and Corporate Affairs in the Union Budget 2019-20 (Budget), we take a look at…
