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Financial Services Update, Vol. 13, Issue 41
  • Winston & Strawn LLP
  • USA
  • November 5 2018

On October 31, 2018, the U.S. Commodity Futures Trading Commission (“CFTC”) Office of the Chief Economist (“OCE”) issued a report highlighting the


State Regulators Sue to Stop OCC Fintech Charter
  • McGuireWoods LLP
  • USA
  • November 1 2018

On October 25, 2018, the Conference of State Bank Supervisors (CSBS) renewed its lawsuit against the Office of the Comptroller of the Currency (OCC)


Financial Services Update, Vol. 13, Issue 40
  • Winston & Strawn LLP
  • USA
  • October 29 2018

Many public companies report their earnings utilizing specialized, non-GAAP metrics, often under the justification that such metrics present a more


CSBS files lawsuit over OCC’s fintech charter decision, arguing agency exceeds it authority under the National Bank Act
  • Buckley Sandler LLP
  • USA
  • October 26 2018

On October 25, the Conference of State Bank Supervisors (CSBS) filed a lawsuit against the OCC arguing that the agency exceeded its authority under


FDIC Becomes the Latest Federal Agency to Create an Office of Innovation; Seeks to Encourage Banks to Embrace Technological Innovation
  • Kilpatrick Townsend & Stockton LLP
  • USA
  • October 26 2018

Press reports indicated that Federal Deposit Insurance Corporation (FDIC) Chairman Jelena McWilliams recently announced at an American Bankers


OCC announces enforcement action against bank for previously identified BSAAML compliance deficiencies
  • Buckley Sandler LLP
  • USA
  • October 26 2018

On October 23, the OCC issued a consent order assessing a civil money penalty (CMP) against a National Bank for deficiencies in the bank’s Bank


Fintech in the USA
  • DLA Piper
  • USA, Global
  • October 22 2018

A structured guide to fintech in the USA


Financial Services Update, Vol. 13, Issue 39
  • Winston & Strawn LLP
  • USA
  • October 22 2018

On October 16th, the SEC unanimously ruled against the New York Stock Exchange and Nasdaq Inc. (“the exchanges”) in concluding that they failed to


Federal banking agencies issue appraisal regulation FAQs
  • Buckley Sandler LLP
  • USA
  • October 18 2018

On October 16, the FDIC, Federal Reserve Board, and the OCC issued FAQs to offer additional clarification concerning appraisal and evaluation


Federal Reserve Governor encourages input on OCC’s ANPR on CRA reform
  • Buckley Sandler LLP
  • USA
  • October 18 2018

On October 15, Federal Reserve Governor Lael Brainard spoke during a community investment meeting hosted by the Federal Reserve Bank of Kansas City’s