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Sidley Austin LLP | Global, USA | 31 Jul 2018

Initial Margin Requirements on the Horizon: FAQs for Buy Side Firms

The regulatory requirements for posting and collecting initial margin (IM) currently apply principally to the uncleared over-the-counter (OTC)…
Article
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Taylor Wessing | European Union | 4 Jun 2018

Six Recent Representations and Warranty Trends in Tech-Heavy and Disruptive Technology Transactions

Market evolution, geopolitical change and continued efforts towards the best practice amongst M&A practitioners have each lead to a number of recent…
Article
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Kramer Levin Naftalis & Frankel LLP | USA | 29 Jun 2017

SEC Proposes Modifications to Rule 15c2-12 to Increase Event-Driven Disclosures by Municipal Issuers

Disclosure in the municipal securities markets has been a focus of the Securities and Exchange Commission for some time, but it has recently returned…
Article
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Squire Patton Boggs | USA | 13 Mar 2017

SEC Proposes Rule 15c2-12 Amendments to Require Bank Loan/ Private Placement Disclosure

On March 1, 2017, the Securities and Exchange Commission (SEC) published proposed amendments to SEC Rule 15c2-12 [Release No. 34-80130] that would…
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Bracewell LLP | USA | 19 Dec 2016

U.S. Futures Exchanges Disciplinary Actions Report - November 2016

Between November 2014 and March 2015, a member trader, with no intent to trade, entered or layered orders in futures contracts in order to motivate…
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Davis Wright Tremaine LLP | USA | 29 Aug 2016

Separate but Equal

One of the shining examples of successful family businesses at the highest level is Power Corp. of Canada. In 1968, after nearly two decades of…
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Conduent Inc | USA | 17 Aug 2016

Bloomberg Chat Is No Idle Chatter

Gone are the days when brokers or buy-side professionals picked up the phone to make bids and close deals. Instead, they “chat” through their…
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Clyde & Co LLP | European Union, United Kingdom | 31 Jul 2016

6 or 7 things to do about MAR

On 3 July 2016 the Market Abuse Regulation (MAR) became effective, bringing a significant change to the regulatory landscape of the European…
Commentary
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NautaDutilh | European Union, Luxembourg | 26 Jul 2016

EU Market Abuse Regulation shakes up local legal framework

The EU Market Abuse Regulation recently came into force in Luxembourg and a new market abuse regime affecting listed companies has been implemented. In addition, a wider set of rules covering the disclosure of inside information, insider list manager transactions and modifications relating to multilateral trading facility (MTF) platforms – including the Luxembourg Euro MTF market – have been......
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Thompson Hine LLP | USA | 25 Jul 2016

Buy-Side Representation and Warranty Insurance in M&A Transactions - A Continuing Trend

The use of buy-side representation and warranty insurance has steadily increased in the past few years in the United States, particularly for…
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