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SEC Adopts Final Rules to Allow Exchange Act Reporting Companies to Use Regulation A
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • December 20 2018

The Securities and Exchange Commission (SEC) adopted final rules to allow reporting companies to rely on the Regulation A exemption to conduct


SEC Brings Enforcement Action for Failure to Verify Accredited Investor Status
  • Stinson Leonard Street LLP
  • USA
  • December 8 2018

CoinAlpha Advisors LLC was formed for the purpose of investing in digital assets. From October 2017 through May 2018 CoinAlpha raised approximately


SEC Chair Recaps Year and Outlines Priorities
  • Mayer Brown
  • USA, United Kingdom, European Union
  • December 7 2018

In a speech yesterday, Securities and Exchange Commission Chair Jay Clayton provided an overview of the Commission’s significant accomplishments in


Clayton reviews 2019 regulatory priorities and risks the SEC is monitoring
  • Cooley LLP
  • USA, United Kingdom, European Union
  • December 7 2018

In a speech given yesterday at Columbia University, SEC Chair Jay Clayton reviewed the SEC’s regulatory achievements over the past year


Trusts as Accredited Investors in Crowdfunding and Token Sales
  • Flaster Greenberg PC
  • USA
  • June 20 2018

Rule 1: The Trust is an accredited investor if the trustee or co-trustee is a bank, insurance company, registered investment company, business


New Law Requires SEC to Expand Regulation A To Exchange Act Reporting Companies
  • Sheppard Mullin Richter & Hampton LLP
  • USA
  • June 19 2018

On May 24, 2018, President Donald J. Trump signed into law the Economic Growth, Regulatory Relief, and Consumer Protection Act (the “Act”). The Act


Congress Acts to Expand Capital Formation Rules While Rolling Back Dodd-Frank Regulation
  • K&L Gates
  • USA
  • June 19 2018

Since the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) was enacted in 2010, many Republicans have advocated for its


SEC Chair Clayton Remarks
  • Mayer Brown
  • USA
  • June 12 2018

At the Wall Street Journal’s CFO Network annual meeting held in Washington DC on June 11, 2018, Securities and Exchange Commission Chair Jay Clayton


Reading the Tea Leaves: The Commission’s Reg Flex Agenda
  • Mayer Brown
  • USA
  • May 17 2018

The recently updated Securities and Exchange Commission agenda (see here and here) provides some insight on what to expect in upcoming months. The


Capital Markets Alert - Public Market Advocacy Groups Release Guidance
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • May 10 2018

On April 27, 2018, the Securities Industry and Financial Markets Association (SIFMA), the U.S. Chamber of Commerce and Nasdaq, along with certain